E TRADE FINANCIAL CORP 4/A SEC Filings

Filed On	Filing
05 Feb 2019	Form 4/A: Pizzi Michael A., Chief Operating Officer & CFO Received 167 shares as a grant or award
05 Feb 2019	Form 4/A: Roessner Karl A, Director Received 219 shares as a grant or award
05 Feb 2019	Form 4/A: Lawson Rodger A, Director Received 165 shares as a grant or award
05 Feb 2019	Form 4/A: Curcio Michael John, Chief Brokerage Officer Received 362 shares as a grant or award
03 Oct 2018	Form 4/A: Curcio Michael John, Chief Brokerage Officer Gave up 42,911 shares to cover exercise price or tax ($2.31M)
20 Dec 2011	Form 4/A: Randall Lewis E, Director Sold 14,000 shares ($117K)
12 Dec 2011	Form 4/A: Randall Lewis E, Director Sold 14,000 shares ($117K)
05 Dec 2011	Form 4/A: Randall Lewis E, Director Sold 14,000 shares ($228K)
05 Dec 2011	Form 4/A: Randall Lewis E, Director Sold 14,000 shares ($145K)
05 Dec 2011	Form 4/A: Randall Lewis E, Director Sold 14,000 shares ($136K)
05 Dec 2011	Form 4/A: Randall Lewis E, Director Received 3,086 shares as a grant or award ($4.43K)
05 Dec 2011	Form 4/A: Randall Lewis E, Director Sold 14,000 shares ($149K)
14 Feb 2011	Form 4/A: Randall Lewis E, Director Received 17,421 shares as a grant or award ($25K)
02 Oct 2009	Form 4/A: Citadel L P, Director and 4 others Received 90,909,091 shares as a grant or award ($100M)
02 Oct 2009	Form 4/A: Citadel Advisors Llc, Director and 5 others Received 90,909,091 shares as a grant or award ($100M)
22 Sep 2008	Form 4/A: Nolop Bruce P, Chief Financial Officer Granted 946,253 Option Grant
11 Aug 2008	Form 4/A: Citadel Advisors Llc, 10% owner and 5 others Received 2,400 shares by exercise ($17.9K) · Bought 10,000 shares ($37.6K)
11 Aug 2008	Form 4/A: Citadel L P, 10% owner and 4 others Received 2,400 shares by exercise ($17.9K) · Bought 10,000 shares ($37.6K)
25 Nov 2005	Form 4/A: Randall Lewis E, Director Granted 20,000 Non-Statutory Stock Option (right to buy)
25 Nov 2005	Form 4/A: Hayter George A, Director Granted 20,000 Non-Statutory Stock Option (right to buy)

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