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AutoWeb, Inc. 4/A SEC Filings

Filed On Filing
28 Nov 2016 Form 4/A: Vargas Jose J., Director

Bought 7,753 shares ($100K)

20 May 2016 Form 4/A: Vargas Jose J., Director and 1 other

Bought 191,053 shares ($888K) · Acquired 33,286 Series B Preferred Stock - convertible/non-voting (Other Transaction) ($4.16M) · Acquired 29,370 Warrant (Other Transaction) ($504K)

20 May 2016 Form 4/A: Tezanos Matias de, Director and 1 other

Bought 324,078 shares ($1.51M) · Acquired 58,553 Series B Preferred Stock - convertible/non-voting (Other Transaction) ($7.31M) · Acquired 51,664 Warrant (Other Transaction) ($886K)

22 Mar 2016 Form 4/A: Carpenter Michael A, Director

Bought 5,000 shares ($91.2K)

20 Nov 2015 Form 4/A: Investment & Development Finance Corp., 10% owner

Received 719,923 shares by conversion ($3.35M)

20 Nov 2015 Form 4/A: Ceiba International Corp, 10% owner and 1 other

Bought 708,129 shares ($3.29M) · Acquired 9,673 Series B Preferred Stock- Convertible/non-voting (Other Transaction) ($1.21M) · Acquired 8,535 Warrants (Other Transaction) ($146K)

20 Nov 2015 Form 4/A: Auto Holdings Ltd., 10% owner and 2 others

Received 400,000 shares by conversion ($744B) · Received 1,075,268 shares by conversion · Disposed of 400,000 Warrant to purchase Common Stock (Open Market Purchase) · 1 more

20 Nov 2015 Form 4/A: Auto Holdings Ltd., 10% owner and 9 others

Received 400,000 shares by conversion ($744B) · Received 1,075,268 shares by conversion · Disposed of 400,000 Warrant to purchase Common Stock (Open Market Purchase) · 1 more

15 Nov 2013 Form 4/A: Ccm Master Qualified Fund Ltd, 10% owner and 2 others

Sold 55,979 shares ($602K) · Sold 80,000 shares ($886K) · Sold 38,900 shares ($421K)

17 May 2010 Form 4/A: Ross Mark R, Director

Bought 2,000 shares ($1.86K)

17 May 2010 Form 4/A: Ozima Wesley, VP & Controller

Bought 2,000 shares ($1.8K)

17 May 2010 Form 4/A: Kaplan Mark N, Director

Bought 10,000 shares ($9.1K)

17 May 2010 Form 4/A: Fuchs Michael J, Director

Bought 5,000 shares ($4.59K)

17 May 2010 Form 4/A: DeWalt Curtis E, SVP & Chief Financial Officer

Bought 5,560 shares ($5K)

17 May 2010 Form 4/A: Coats Jeffrey H, Director

Bought 15,600 shares ($14.3K)

17 May 2010 Form 4/A: Fuller Glenn Evan, EVP, CLO & Secretary

Bought 3,000 shares ($3.15K)

13 Jul 2004 Form 4/A: Schwartz Jeffrey A, Director

Received 25,000 shares by exercise or conversion ($22.5K)

13 Jan 2004 Form 4/A: Donchak Andrew, EVP/Chief Marketing Officer

Received 5,000 shares by exercise or conversion ($26.3K) · Sold 5,000 shares ($53K)

12 Sep 2003 Form 4/A: Schwartz Jeffrey A, Director

Granted 381,511 Employee Stock Option (right to buy)

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