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PERNIX THERAPEUTICS HOLDINGS, INC. 4/A SEC Filings

Filed On Filing
09 Apr 2018 Form 4/A: Pina Kenneth, SVP, GC & Compliance Off.

Received 5,000 shares as a grant or award · Granted 15,000 Stock Option (right to buy)

30 Oct 2014 Form 4/A: Clifford Tracy Simmons, Principal Accounting Officer

Received 15,000 shares by exercise or conversion ($49K) · Sold 15,000 shares ($135K)

25 Apr 2014 Form 4/A: Novak Terence, Chief Operating Officer

Granted 500,000 Options (right to buy)

19 Nov 2012 Form 4/A: Pearce Michael Cooper, Director

Exercised 1,188 Employee Stock Option (right to buy) · Exercised 100 Employee Stock Option (right to buy)

19 Nov 2012 Form 4/A: Pearce Michael Cooper, Director

Exercised 10,749 Employee Stock Option (right to buy) · Exercised 16,472 Employee Stock Option (right to buy)

17 Jun 2011 Form 4/A: Blanchard Anthem H., Director

Received 10,000 shares as a grant or award · Granted 10,000 Options (right to buy)

17 Jun 2011 Form 4/A: Smith James Edward Jr., Director

Received 10,000 shares as a grant or award · Granted 10,000 Options (right to buy)

04 Jun 2008 Form 4/A: Vlahos William, Director

Received 294,200 shares as a grant or award ($456K) · Acquired 13,333 Options (Other Transaction) ($24.3K) · Acquired 13,333 Options (Other Transaction) ($24.3K) · 1 more

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