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Echo Therapeutics, Inc. 4/A SEC Filings

Filed On Filing
23 Nov 2016 Form 4/A: Schoenbart Alan Wayne, INTERIM CEO, CFO AND SECRETARY

Received 100,000 shares as a grant or award

22 Mar 2016 Form 4/A: Goldberg Shepard M, Director

Granted 150,000 Options (Right to Buy)

22 Mar 2016 Form 4/A: Goldberg Michael M, Director

Granted 150,000 Options (Right to Buy)

22 Mar 2016 Form 4/A: Edelman Elazer R, Director

Granted 150,000 Options (Right to Buy)

18 May 2015 Form 4/A: Nordlicht Mark, 10% owner and 5 others

Disposed of 1,500,000 shares (Other Transaction) · Acquired 420,168 Series F Preferred Stock (Open Market Purchase) ($500K) · Acquired 1 Warrants (Open Market Purchase) · 1 more

09 Jul 2013 Form 4/A: Doman Robert F, Director

Received 400 shares as a grant or award · Granted 1,500 Nonqualified Stock Option (right to buy)

09 Jul 2013 Form 4/A: Enright Vincent D, Director

Received 400 shares as a grant or award · Granted 1,500 Nonqualified Stock Option (right to buy)

09 Jul 2013 Form 4/A: Smith James Francis, Director

Received 400 shares as a grant or award · Granted 1,500 Nonqualified Stock Option (right to buy)

09 Jul 2013 Form 4/A: Grieco William, Director

Received 400 shares as a grant or award · Granted 1,500 Nonqualified Stock Option (right to buy)

24 Aug 2006 Form 4/A: Davison Thomas W, Director

Received 65,000 shares as a grant or award

20 Dec 2004 Form 4/A: Wigley Michael, Director

Bought 117,650 shares ($235K)

01 Jun 2004 Form 4/A: Wigley Michael, Director

Acquired 35,000 Series A Preferred Stock (Gift) · Acquired 35,000 Warrants to purchase Common Stock (Gift) · Received 193,840 shares by conversion

06 Oct 2003 Form 4/A: Wigley Michael, Director

Acquired 0 Series A Convertible Preferred Stock (Open Market Purchase) · Acquired 0 Common Stock Purchase Warrants(right to buy) (Open Market Purchase)

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