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SMTC CORP 4 SEC Filings

Filed On Filing
07 Apr 2021 Form 4: Waterfield John Randall, Director

Returned 1,019,791 shares to the issuer ($6.16M) · Disposed of 20,230 Stock Option (right to buy) (Disposition to Issuer) ($85.8K)

06 Apr 2021 Form 4: Waszak Steven M, CFO

Returned 33,214 shares to the issuer ($201K) · Disposed of 535,929 Stock Option (right to buy) (Disposition to Issuer) ($1.81M)

06 Apr 2021 Form 4: Sandberg David, Director and 1 other

Returned 6,201,623 shares to the issuer ($37.5M)

06 Apr 2021 Form 4: Smith Edward J, Director

Returned 461,228 shares to the issuer ($2.79M) · Disposed of 740,358 Stock Option (right to buy) (Disposition to Issuer) ($2.95M)

06 Apr 2021 Form 4: Wasserman Frederick Gerald, Director

Returned 80,320 shares to the issuer ($485K) · Disposed of 20,230 Stock Option (right to buy) (Disposition to Issuer) ($85.8K)

06 Apr 2021 Form 4: Bailey Clarke H, Director

Returned 477,573 shares to the issuer ($2.89M) · Disposed of 50,576 Stock Option (right to buy) (Disposition to Issuer) ($214K)

06 Apr 2021 Form 4: Fitzgerald Richard E, COO

Returned 256,482 shares to the issuer ($1.55M) · Disposed of 334,371 Stock Option (right to buy) (Disposition to Issuer) ($1.12M)

05 Jan 2021 Form 4: Smith Edward J, Director

Received 181,500 shares by exercise or conversion ($223K) · Gave up 81,929 shares to cover exercise price or tax ($406K)

06 Nov 2020 Form 4: Fitzgerald Richard E, COO

Received 201,558 shares by exercise or conversion ($254K) · Gave up 37,500 shares to cover exercise price or tax ($137K)

13 Dec 2019 Form 4: Waszak Steven M, CFO

Bought 2,500 shares ($7.44K)

12 Dec 2019 Form 4: Sandberg David, Director and 1 other

Received 7,082 shares as a grant or award

12 Dec 2019 Form 4: Bailey Clarke H, Director

Received 15,580 shares as a grant or award

12 Dec 2019 Form 4: Wasserman Frederick Gerald, Director

Received 7,082 shares as a grant or award

12 Dec 2019 Form 4: Waterfield John Randall, Director

Received 7,082 shares as a grant or award

21 Nov 2019 Form 4: Fitzgerald Richard E, COO

Bought 1,000 shares ($2.84K) · Bought 100 shares ($309)

18 Nov 2019 Form 4: Smith Edward J, Director

Bought 14,515 shares ($38.8K) · Bought 5,000 shares ($13.5K)

18 Nov 2019 Form 4: Fitzgerald Richard E, COO

Bought 43,907 shares ($118K)

15 Aug 2019 Form 4: Waszak Steven M, CFO

Received 25,000 shares as a grant or award · Bought 2,000 shares ($6.7K) · Gave up 7,738 shares to cover exercise price or tax ($27K)

15 Aug 2019 Form 4: Fitzgerald Richard E, COO

Received 25,000 shares as a grant or award · Gave up 6,763 shares to cover exercise price or tax ($23.6K)

15 Aug 2019 Form 4: Smith Edward J, Director

Received 25,000 shares as a grant or award · Disposed of 10,000 shares (Open Market Purchase) ($33.7K) · Gave up 6,763 shares to cover exercise price or tax ($23.6K) · 1 more

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