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OCLARO, INC. 4 SEC Filings

Filed On Filing
10 Dec 2018 Form 4: Cocchi Craig, Chief Operating Officer

Received 120,000 shares as a grant or award · Gave up 117,562 shares to cover exercise price or tax ($992K) · Returned 155,592 shares to the issuer · 1 more

10 Dec 2018 Form 4: Collins Edward B, Director

Returned 317,064 shares to the issuer · Disposed of 22,881 Stock Options (Right to Buy) (Disposition to Issuer)

10 Dec 2018 Form 4: Cowan Kendall, Director

Returned 243,315 shares to the issuer

10 Dec 2018 Form 4: Jankovic Walter, Pres., Optical Connectivity

Gave up 21,613 shares to cover exercise price or tax ($182K) · Returned 228,387 shares to the issuer · Disposed of 250,000 Restricted Stock Units (Disposition to Issuer)

10 Dec 2018 Form 4: Smith Joel A Iii, Director

Returned 229,777 shares to the issuer · Disposed of 26,215 Stock Options (Right to Buy) (Disposition to Issuer)

10 Dec 2018 Form 4: Peterson Marissa T, Director

Returned 292,133 shares to the issuer · Disposed of 17,046 Stock Options (Right to Buy) (Disposition to Issuer)

10 Dec 2018 Form 4: Small Ian, Director

Returned 42,153 shares to the issuer

10 Dec 2018 Form 4: Haylor Denise H, Director

Returned 38,785 shares to the issuer

10 Dec 2018 Form 4: Smith William Lloyd, Director

Returned 248,736 shares to the issuer

10 Dec 2018 Form 4: Mason Thomas Gordon Beck, President, IPB

Received 15,000 shares as a grant or award · Gave up 24,052 shares to cover exercise price or tax ($203K) · Returned 219,855 shares to the issuer · 1 more

10 Dec 2018 Form 4: Le Maitre Yves, Pres., Optical Connect. Bus.

Received 30,000 shares as a grant or award · Gave up 41,917 shares to cover exercise price or tax ($354K) · Returned 347,035 shares to the issuer · 1 more

10 Dec 2018 Form 4: Teichmann David, EVP, GC, & Corp. Sec.

Received 90,000 shares as a grant or award · Gave up 100,400 shares to cover exercise price or tax ($847K) · Returned 318,000 shares to the issuer · 2 more

10 Dec 2018 Form 4: Carter Adam, Chief Commercial Officer

Received 60,000 shares as a grant or award · Gave up 76,230 shares to cover exercise price or tax ($643K) · Returned 347,659 shares to the issuer · 2 more

10 Dec 2018 Form 4: Mangan Pete J, Chief Financial Officer

Received 135,000 shares as a grant or award · Gave up 141,615 shares to cover exercise price or tax ($1.2M) · Returned 455,648 shares to the issuer · 2 more

10 Dec 2018 Form 4: Paul Lisa, EVP of Human Resources

Received 60,000 shares as a grant or award · Gave up 70,033 shares to cover exercise price or tax ($591K) · Returned 219,091 shares to the issuer · 2 more

10 Dec 2018 Form 4: Fernicola Michael H, Chief Accounting Officer

Received 37,500 shares as a grant or award · Gave up 27,775 shares to cover exercise price or tax ($234K) · Returned 86,400 shares to the issuer · 1 more

10 Dec 2018 Form 4: Dougherty Greg, Chief Executive Officer

Received 277,500 shares as a grant or award · Gave up 286,947 shares to cover exercise price or tax ($2.42M) · Returned 1,218,028 shares to the issuer · 2 more

13 Nov 2018 Form 4: Smith Joel A Iii, Director

Received 1,447 shares by exercise or conversion ($2.17K)

13 Nov 2018 Form 4: Mason Thomas Gordon Beck, President, IPB

Gave up 5,621 shares to cover exercise price or tax ($47.4K)

13 Nov 2018 Form 4: Paul Lisa, EVP of Human Resources

Gave up 4,324 shares to cover exercise price or tax ($36.5K)

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