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GLOBALSCAPE INC 4 SEC Filings

Filed On Filing
01 Sep 2020 Form 4: 210/GSB Acquisition Partners, Llc, 10% owner and 6 others

Gave 381,024 shares as a gift · Disposed of 3,000,000 shares (Tender Offer) ($28.5M) · Disposed of 300,000 Stock option (right to buy) (Disposition to Issuer)

28 Aug 2020 Form 4: Hicks Thomas Enfield, Director

Disposed of 67,000 shares (Tender Offer) ($637K)

28 Aug 2020 Form 4: Mann David L, Director

Disposed of 1,155,261 shares (Tender Offer) ($11M) · Returned 19,800 shares to the issuer

28 Aug 2020 Form 4: Young Karen J., Chief Financial Officer

Returned 12,701 shares to the issuer · Disposed of 64,426 Incentive Stock Option (right to buy) (Disposition to Issuer) · Disposed of 20,700 Non-Qualified Stock Option (right to buy) (Disposition to Issuer)

28 Aug 2020 Form 4: Mello David Christopher, EVP of Technical Services

Returned 25,039 shares to the issuer · Disposed of 64,455 Incentive Stock Option (right to buy) (Disposition to Issuer) · Disposed of 160,552 Non-Qualified Stock Option (right to buy) (Disposition to Issuer)

28 Aug 2020 Form 4: Hood Mark C, Chief Operating Officer

Returned 17,329 shares to the issuer · Disposed of 177,536 Non-Qualified Stock Option (right to buy) (Disposition to Issuer) · Disposed of 72,469 Incentive Stock Option (right to buy) (Disposition to Issuer)

28 Aug 2020 Form 4: Canavan Michael Patrick, EVP of Sales & Marketing

Returned 23,961 shares to the issuer · Disposed of 200,250 Non-Qualified Stock Option (right to buy) (Disposition to Issuer) · Disposed of 84,155 Incentive Stock Option (right to buy) (Disposition to Issuer)

01 Apr 2020 Form 4: Hicks Thomas Enfield, Director

Sold 5,000 shares ($22.8K) · Sold 1,387 shares ($6.38K) · Sold 900 shares ($4.1K) · 3 more

17 Mar 2020 Form 4: Mann David L, Director

Gave 5,000 shares as a gift

25 Feb 2020 Form 4: Young Karen J., Chief Financial Officer

Received 931 shares by exercise or conversion ($3.34K) · Sold 931 shares ($9.03K)

20 Feb 2020 Form 4: Young Karen J., Chief Financial Officer

Received 3,788 shares by exercise or conversion ($9.09K) · Sold 3,788 shares ($36.8K) · Received 4,586 shares by exercise or conversion ($11.1K) · 3 more

19 Feb 2020 Form 4: Canavan Michael Patrick, EVP of Sales & Marketing

Received 5,536 shares by exercise or conversion ($29.2K) · Sold 5,536 shares ($54.4K) · Received 1,213 shares by exercise or conversion ($6.4K) · 3 more

18 Feb 2020 Form 4: Young Karen J., Chief Financial Officer

Received 400 shares by exercise or conversion ($960) · Sold 400 shares ($3.98K) · Received 1,269 shares by exercise or conversion ($3.05K) · 1 more

11 Feb 2020 Form 4: Mello David Christopher, EVP of Technical Services

Received 74,993 shares by exercise or conversion ($300K) · Sold 74,993 shares ($750K)

10 Feb 2020 Form 4: Mann David L, Director

Sold 45,046 shares ($470K)

06 Feb 2020 Form 4: Hood Mark C, Chief Operating Officer

Sold 10,000 shares ($106K) · Received 18,034 shares by exercise or conversion ($70.5K) · Received 300 shares by exercise or conversion ($1.17K) · 1 more

05 Feb 2020 Form 4: Mann David L, Director

Sold 43,759 shares ($496K) · Sold 27,500 shares ($287K)

05 Feb 2020 Form 4: 210/GSB Acquisition Partners, Llc, 10% owner and 6 others

Gave 420,000 shares as a gift · Sold 500,000 shares ($5.3M)

02 Jan 2020 Form 4: Hood Mark C, Chief Operating Officer

Granted 100,000 Stock Option (right to buy)

17 Dec 2019 Form 4: Young Karen J., Chief Financial Officer

Received 12,701 shares as a grant or award

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