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CBAK Energy Technology, Inc. 4 SEC Filings

Filed On Filing
16 Dec 2025 Form 4: Li Yunfei, 10% owner

Gave 10,413,371 shares as a gift

11 Oct 2023 Form 4: Li Yunfei, Director

Granted 150,000 Restricted Share Units · Granted 300,000 Stock Option (right to buy)

11 Oct 2023 Form 4: Pei Xiangyu, Director

Granted 50,000 Restricted Share Units · Granted 100,000 Stock Option (right to buy)

11 Oct 2022 Form 4: Li Yunfei, Director

Granted 40,000 Stock Option (right to buy)

11 Oct 2022 Form 4: Pei Xiangyu, Director

Granted 30,000 Stock Option (right to buy)

03 Jun 2021 Form 4: Asia Evk New Energy Auto Ltd, 10% owner and 2 others

Gave 1,300,000 shares as a gift

05 Jun 2020 Form 4: Asia Evk New Energy Auto Ltd, 10% owner and 2 others

Bought 2,151,017 shares ($1.03M)

05 Jun 2020 Form 4: Li Yunfei, Director

Bought 2,062,619 shares ($990K)

20 Sep 2019 Form 4: Agee Martha C., Director

Granted 20,000 Restricted Share Units

13 Sep 2019 Form 4: Asia Evk New Energy Auto Ltd, 10% owner and 2 others

Bought 2,769,435 shares ($2.91M)

13 Sep 2019 Form 4: Xue J. Simon, Director

Granted 20,000 Restricted Share Units

13 Sep 2019 Form 4: Wang Wenwu, GM subsidiary Dalian CBAK Pwr

Granted 250,000 Restricted Share Units

13 Sep 2019 Form 4: Wang Guosheng, Director

Granted 70,000 Restricted Share Units

13 Sep 2019 Form 4: He Jianjun, Director

Granted 20,000 Restricted Share Units

13 Sep 2019 Form 4: Li Yunfei, Director

Granted 400,000 Restricted Share Units · Bought 2,938,067 shares ($3.08M)

13 Sep 2019 Form 4: Li Dawei, 10% owner

Bought 1,384,717 shares ($1.45M)

14 Jan 2019 Form 4: Li Yunfei, Director

Bought 1,666,667 shares ($1.7M)

02 Jun 2017 Form 4: Li Yunfei, Director

Bought 746,018 shares ($1.12M)

21 Apr 2016 Form 4: Xue J. Simon, Director

Received 30,000 shares as a grant or award

21 Apr 2016 Form 4: Li Yunfei, Director

Received 150,000 shares as a grant or award

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