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Carnival UK Ltd. 4/A SEC Filings

Filed On Filing
13 Nov 2020 Form 4/A: Artsfare 2003 Trust, See Footnote 2 below

Holds 2,147,946 shares of Trust Shares (beneficial Interest in Special Voting Share)

01 Sep 2020 Form 4/A: Perez Arnaldo, General Counsel & Secretary

Received 7,485 shares as a grant or award

09 Mar 2016 Form 4/A: Donald Arnold W, Director

Sold 23,281 shares ($1M)

14 May 2015 Form 4/A: Glasier Richard, Director

Sold 4,000 shares ($178K)

13 Apr 2012 Form 4/A: Band Sir Jonathon, Director

Received 3,840 shares as a grant or award

04 Feb 2011 Form 4/A: Frank Howard S, Director

Received 6,540 shares as a grant or award

02 Feb 2011 Form 4/A: Buckelew Alan, President & CEO - PCL

Received 1,435 shares as a grant or award · Gave up 670 shares to cover exercise price or tax ($29.9K)

29 Dec 2010 Form 4/A: Dingle David, CEO, Carnival UK

Received 14,013 shares by exercise or conversion ($357K) · Sold 14,013 shares ($421K)

23 Dec 2010 Form 4/A: Buckelew Alan, President & CEO - PCL

Gave up 8,751 shares to cover exercise price or tax ($299K)

02 Mar 2010 Form 4/A: Frank Howard S, Director

Gave up 31,150 shares to cover exercise price or tax ($1.06M)

01 Mar 2010 Form 4/A: Ratcliffe Peter Gervis, Director

Sold 20,001 shares ($734K)

01 Mar 2010 Form 4/A: Dingle David, CEO, Carnival UK

Received 249 shares as a grant or award ($9.18K) · Sold 4,218 shares ($155K) · Sold 4,385 shares ($161K)

26 Jun 2007 Form 4/A: Kruse Stein, President & CEO - HAL

Granted 25,000 Stock Options (Right to Buy)

17 Oct 2006 Form 4/A: Dickinson Robert H, Director

Granted 80,000 Stock Options (Right to Buy)

25 Jan 2006 Form 4/A: Arison Micky Meir, Director

Acquired 60,000 shares (Gift)

05 Nov 2004 Form 4/A: Arison Micky Meir, Director

Holds 2,102,187 shares of Trust Shares (beneficial interest in special voting share)

22 Jul 2004 Form 4/A: 1999 Jafasa Irrevocable Delaware Trust, See footnote 1 below

Sold 4,500 shares ($207K)

06 Nov 2003 Form 4/A: Frank Howard S, Director

Received 100,000 shares as a grant or award

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