Ontrak, Inc. 4 SEC Filings

Filed On	Filing
24 Jun 2025	Form 4: Peizer Terren S, 10% owner and 1 other Received 500,000 shares by exercise ($700)
23 Jun 2025	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 359,712 Common Stock Purchase Warrant (Other Transaction)
17 Jun 2025	Form 4: Park James J, Chief Financial Officer Received 4 shares by exercise or conversion · Gave up 1 shares to cover exercise price or tax ($1.43)
29 May 2025	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 1,635,220 Common Stock Purchase Warrant (Other Transaction)
20 May 2025	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 609,756 Common Stock Purchase Warrant (Other Transaction)
01 Apr 2025	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 2,027,027 Common Stock Purchase Warrant (Other Transaction)
06 Jan 2025	Form 4: Sherman Michael Edward, Director Granted 91,829 Option (right to buy)
06 Jan 2025	Form 4: Berman Richard A, Director Granted 65,592 Option (right to buy)
06 Jan 2025	Form 4: Messina James M., Director Granted 65,592 Option (right to buy)
22 Nov 2024	Form 4: Sherman Michael Edward, Director Sold 173 shares ($306)
07 Oct 2024	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 881,057 Common Stock Purchase Warrant (Other Transaction)
03 Oct 2024	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 760,456 Common Stock Purchase Warrant (Other Transaction)
12 Sep 2024	Form 4: Messina James M., Director Granted 2,777,778 Option (right to buy)
12 Sep 2024	Form 4: Berman Richard A, Director Granted 2,777,778 Option (right to buy)
12 Sep 2024	Form 4: Sherman Michael Edward, Director Granted 4,166,667 Option (right to buy)
12 Sep 2024	Form 4: Newman Richard P., Chief Operating Officer Granted 2,500,000 Option (right to buy)
12 Sep 2024	Form 4: Osborne Mary Louise, Chief Commercial Officer Granted 5,000,000 Option (right to buy)
12 Sep 2024	Form 4: Park James J, Chief Financial Officer Granted 4,500,000 Option (right to buy)
12 Sep 2024	Form 4: LaVerne Brandon H, Chief Executive Officer Granted 7,000,000 Option (right to buy)
30 Aug 2024	Form 4: Peizer Terren S, 10% owner and 1 other Acquired 0 Senior Secured Convertible Promissory Note (Open Market Purchase) · Acquired 13,233,348 Common Stock Purchase Warrant (Other Transaction)

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