| Filed On | Filing |
|---|---|
| 09 Feb 2022 | 40-APP |
| 25 May 2021 | 40-APP |
| 14 Aug 2020 | GS ETF TRUST, GS ASSET MANAGEMENT, L.P. AND ALPS DISTRIBUTORS, INC. |
| 28 Apr 2020 | 40-APP |
| 16 Jan 2020 | GS ETF TRUST, GS ASSET MANAGEMENT, L.P. AND ALPS DISTRIBUTORS, INC. |
| 05 Apr 2019 | FORM 40-APP |
| 16 Mar 2018 | APPLICATION |
| 07 Feb 2018 | STONE RIDGE |
| 12 Jan 2018 | 40-APP |
| 02 Oct 2017 | 40-APP |
| 11 Aug 2017 | 40-APP |
| 23 Mar 2017 | 40-APP |
| 10 Jan 2017 | SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO |
| 08 Jan 2016 | 40-APP |
| 10 Nov 2015 | 40-APP |
| 21 Jul 2015 | 40-APP |
| 18 Mar 2014 | 40-APP |
| 29 Jan 2014 | 40-APP |
| 21 Oct 2013 | ALPS ETF TRUST, ALPS ADVISORS, INC., ALPS DISTR, INC., ALPS PORT SOLUTIONS DIST. |
| 29 Aug 2013 | 40-APP |
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