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DYNEGY INC. 4 SEC Filings

Filed On Filing
11 Apr 2018 Form 4: Walden John Clinton, Chief Accounting Officer

Returned 8,940 shares to the issuer · Disposed of 55,801 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 35,444 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Ellis Dean, EVP

Returned 20,324 shares to the issuer · Disposed of 30,350 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 42,484 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Petrone Sheree M., EVP, Retail

Returned 38,778 shares to the issuer · Disposed of 106,316 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 46,648 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Daley Martin W., EVP and COO

Returned 48,698 shares to the issuer · Disposed of 131,226 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 73,509 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Cox Julius, EVP

Returned 41,300 shares to the issuer · Disposed of 110,893 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 60,084 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Burke Carolyn Jeanne, EVP, Strategy

Returned 98,153 shares to the issuer · Disposed of 268,323 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 94,671 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Freeland Clint, EVP and CFO

Returned 102,056 shares to the issuer · Disposed of 293,256 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 94,161 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: James Catherine C., EVP and General Counsel

Returned 93,337 shares to the issuer · Disposed of 269,513 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 84,712 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Flexon Robert C, Director

Returned 664,057 shares to the issuer · Disposed of 1,327,335 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 497,281 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Jones Henry D., EVP and Chief Commercial Off.

Returned 100,268 shares to the issuer · Disposed of 254,664 Common Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 0 Restricted Stock Units (Disposition to Issuer)

11 Apr 2018 Form 4: Wood Patrick Iii, Director

Returned 80,378 shares to the issuer

11 Apr 2018 Form 4: Kuersteiner Richard Lee, Director

Returned 58,443 shares to the issuer

11 Apr 2018 Form 4: Stein Jeffrey Scott, Director

Returned 36,511 shares to the issuer

11 Apr 2018 Form 4: Barbas Paul M, Director

Returned 39,094 shares to the issuer

11 Apr 2018 Form 4: Ackermann Hilary E., Director

Returned 36,511 shares to the issuer

11 Apr 2018 Form 4: Sult John R, Director

Returned 46,061 shares to the issuer

12 Mar 2018 Form 4: Ellis Dean, Executive Vice President

Received 2,059 shares by exercise or conversion · Returned 2,059 shares to the issuer ($27.7K)

12 Mar 2018 Form 4: Daley Martin W., EVP and COO

Received 6,407 shares by exercise or conversion · Gave up 2,594 shares to cover exercise price or tax ($34.9K) · Returned 294 shares to the issuer ($3.96K)

12 Mar 2018 Form 4: Petrone Sheree M., Executive Vice President

Received 5,709 shares by exercise or conversion · Gave up 2,420 shares to cover exercise price or tax ($32.6K)

12 Mar 2018 Form 4: Jones Henry D., EVP & Chief Commercial Officer

Received 11,130 shares by exercise or conversion · Gave up 4,154 shares to cover exercise price or tax ($56K)

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