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Tracon Pharmaceuticals, Inc. 3 SEC Filings

Filed On Filing
13 May 2024 Form 3: Lazar David E., Chief Business Dev Officer

No securities owned

09 Feb 2023 Form 3: Adams Bonne J., Chief Operating Officer

Holds 4,267 shares of Common Stock

13 Oct 2021 Form 3: Lam Carol C., Director

No securities owned

08 Mar 2021 Form 3: Johnson-Pratt Lisa, Director

No securities owned

17 Sep 2020 Form 3: Chart Westcott Living Trust, 10% owner and 3 others

Holds 1,840,078 shares of Common Stock, par value $0.001 per share

14 Sep 2020 Form 3: Ikarian Capital, Llc, 10% owner

Holds 1,840,078 shares of Common Stock, par value $0.001 per share

31 Aug 2020 Form 3: Opaleye Management Inc., 10% owner

Holds 1,170,788 shares of Common Stock, $0.001 par value

18 Mar 2020 Form 3: Pelletier Saundra L, Director

No securities owned

30 Sep 2019 Form 3: Brown Scott B., Chief Accounting Officer (PAO)

Holds 10,962 shares of Common Stock

30 May 2018 Form 3: Wiggins Mark C, Chief Business Officer

No securities owned

05 Apr 2018 Form 3: Puissance Cross-Border Opportunities V Llc, 10% owner and 5 others

Holds 4,601,768 shares of Common Stock

06 Oct 2015 Form 3: Shazer Ronald L, Chief Medical Officer

No securities owned

27 Feb 2015 Form 3: Worland Stephen T, Director

No securities owned

29 Jan 2015 Form 3: Barrett M James, 10% owner
29 Jan 2015 Form 3: Barris Peter J, 10% owner
29 Jan 2015 Form 3: Baskett Forest, 10% owner
29 Jan 2015 Form 3: Drant Ryan D, 10% owner
29 Jan 2015 Form 3: Florence Anthony A. Jr., 10% owner
29 Jan 2015 Form 3: Kerins Patrick J, 10% owner
29 Jan 2015 Form 3: Kolluri Krishna Kittu, 10% owner

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