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COOL TECHNOLOGIES, INC. 4 SEC Filings

Filed On Filing
18 Oct 2019 Form 4: Khic Llc, Former 10% owner

Exercised 0 Convertible Secured Promissory Note

31 Jan 2019 Form 4: Bibb Judson William Iii, Director

Bought 10,000 shares ($290)

27 Jul 2018 Form 4: Khic Llc, 10% owner

Sold 1,132,000 shares · Acquired 2,025,000 Convertible Secured Promissory Note (Derivative Conversion) ($50.6K) · Received 2,025,000 shares by conversion ($50.6K)

09 Mar 2018 Form 4: Ponder Quentin Dean, Director

Received 1,000,000 shares as a grant or award · Granted 1,000,000 Warrant (to purchase common stock) · Granted 600,000 Warrant (to purchase common stock)

20 Feb 2018 Form 4: Bibb Judson William Iii, Director

Received 1,000,000 shares as a grant or award · Granted 1,000,000 Warrant (to purchase common stock)

19 Jan 2018 Form 4: Bibb Judson William Iii, Director

Bought 33,500 shares ($2K)

19 Jan 2018 Form 4: Bowman Donald L, Director

Granted 250,000 Warrant · Granted 200,000 Warrant

08 Jan 2018 Form 4: Ustian Daniel C, Director

Granted 450,000 Warrant (Right to Buy)

22 Nov 2017 Form 4: Hodowanec Mark Michael, Chief Technology Officer

Granted 200,000 Warrant ($18K)

24 Oct 2017 Form 4: Ponder Quentin Dean, Director

Received 400,000 shares as a grant or award · Granted 400,000 Warrant (to purchase common stock)

02 Oct 2017 Form 4: Hassett Timothy J., Director

Granted 625,000 Warrant ($138K) · Granted 285,714 Warrant ($28.6K)

29 Sep 2017 Form 4: Bibb Judson William Iii, Director

Granted 750,000 Warrant ($165K) · Granted 1,400,000 Warrant ($140K)

22 Sep 2017 Form 4: Ponder Quentin Dean, Director

Granted 400,000 Warrant (Right to Buy)

22 Sep 2017 Form 4: McKee Chris, Director

Granted 300,000 Warrant (Right to Buy)

22 Sep 2017 Form 4: Schul Richard James, Director

Granted 300,000 Warrant (Right to Buy)

22 Sep 2017 Form 4: Bibb Judson William Iii, Director

Granted 400,000 Warrant (Right to Buy)

21 Sep 2017 Form 4: Bibb Judson William Iii, Director

Bought 15,000 shares ($1.28K)

08 Aug 2017 Form 4: Bibb Judson William Iii, Director

Bought 10,000 shares ($550)

04 Aug 2017 Form 4: Ponder Quentin Dean, Director

Acquired 1,000,000 shares (Other Transaction) · Acquired 1,000,000 Warrant (Right to Buy) (Other Transaction)

04 Aug 2017 Form 4: Bibb Judson William Iii, Director

Bought 500 shares ($35)

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