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Guggenheim Partners Investment Management, LLC 4 SEC Filings

Filed On Filing
19 Jul 2016 Form 4: Guggenheim Capital Llc, 10% owner and 3 others · Diamond Resorts International, Inc.

Disposed of 2 Call Option (Obligation to Sell) (Short Position Expiration) · Disposed of 3,023,616 shares (In/At-money Exercise) ($38M) · Bought 1,260,008 shares ($38M) · 3 more

15 Oct 2015 Form 4: Guggenheim Capital Llc, 10% owner and 3 others · MERGE HEALTHCARE INC

Received 12,113,855 shares by conversion · Disposed of 12,113,855 shares (Tender Offer) ($86.4M) · Acquired 50,000 Series A Convertible Preferred Stock (Derivative Conversion)

24 Mar 2015 Form 4: Guggenheim Capital Llc, 10% owner and 3 others · Diamond Resorts International, Inc.

Sold 202,869 shares

11 Mar 2015 Form 4: Guggenheim Capital Llc, 10% owner and 3 others · Diamond Resorts International, Inc.

Sold 1,687,000 shares

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