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TUBEMOGUL INC 4 SEC Filings

Filed On Filing
22 Dec 2016 Form 4: Adobe Systems Inc, 10% owner and 1 other

Acquired 38,171,380 shares (Other Transaction) ($534M)

22 Dec 2016 Form 4: Gatto Robert, Chief Operating Officer

Returned 258,981 shares to the issuer

22 Dec 2016 Form 4: Fradin Russell, Director

Disposed of 20,882 shares (Tender Offer) ($292K) · Returned 8,069 shares to the issuer ($113K) · Disposed of 37,971 Stock Option (right to buy) (Disposition to Issuer)

22 Dec 2016 Form 4: Wilson Brett, Director

Disposed of 1,215,485 shares (Tender Offer) ($17M) · Returned 108,696 shares to the issuer · Disposed of 50,000 Employee Stock Option (right to buy) (Disposition to Issuer) · 1 more

22 Dec 2016 Form 4: Toth David, Director

Disposed of 125,369 shares (Tender Offer) ($1.76M) · Returned 8,589 shares to the issuer ($120K) · Disposed of 55,679 Stock Option (right to buy) (Disposition to Issuer)

21 Dec 2016 Form 4: Eadie Keith, Chief Strategy Officer

Disposed of 270 shares (Tender Offer) ($3.78K) · Returned 44,158 shares to the issuer · Disposed of 230,963 Employee Stock Option (right to buy) (Disposition to Issuer)

21 Dec 2016 Form 4: Deeds Eric, General Counsel and Secretary

Disposed of 5,852 shares (Tender Offer) ($81.9K) · Returned 182,860 shares to the issuer · Disposed of 59,666 Employee Stock Option (right to buy) (Disposition to Issuer)

21 Dec 2016 Form 4: Will Ron, Chief Financial Officer

Returned 222,489 shares to the issuer

21 Dec 2016 Form 4: Wilson Brett, Director

Disposed of 693,063 Employee Stock Option (right to buy) (Disposition to Issuer)

21 Dec 2016 Form 4: Lazar Jack R, Director

Disposed of 26,624 shares (Tender Offer) ($373K) · Returned 8,069 shares to the issuer ($113K) · Disposed of 113,179 Stock Option (right to buy) (Disposition to Issuer)

21 Dec 2016 Form 4: Trinity Ventures X Lp, Former 10% Owner and 3 others

Disposed of 4,495,004 shares (Tender Offer) ($62.9M)

21 Dec 2016 Form 4: Tvl Management Corp, Former 10% Owner and 8 others

Disposed of 4,495,004 shares (Tender Offer) ($62.9M)

21 Dec 2016 Form 4: Chopra Ajay, Director

Disposed of 4,456,887 shares (Tender Offer) ($62.4M) · Returned 8,069 shares to the issuer ($113K)

21 Dec 2016 Form 4: Foundation Capital Management Co. VI, Llc, Former 10% Owner and 4 others

Disposed of 5,968,590 shares (Tender Offer) ($83.6M)

21 Dec 2016 Form 4: Foundation Capital Management Co. VI, Llc, Former 10% Owner and 9 others

Disposed of 5,968,590 shares (Tender Offer) ($83.6M)

21 Dec 2016 Form 4: Garg Ashu, Director

Disposed of 5,864,985 shares (Tender Offer) ($82.1M) · Returned 8,069 shares to the issuer ($113K)

16 Dec 2016 Form 4: Wilson Brett, Director

Gave 35,435 shares as a gift · Received 84,747 shares by exercise or conversion ($131K)

16 Dec 2016 Form 4: Deeds Eric, General Counsel and Secretary

Received 101,028 shares by exercise or conversion ($234K)

05 Dec 2016 Form 4: Deeds Eric, General Counsel and Secretary

Gave up 821 shares to cover exercise price or tax ($11.6K)

14 Nov 2016 Form 4: Eadie Keith, Chief Strategy Officer

Gave up 1,276 shares to cover exercise price or tax ($17.8K)

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