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Auspex Pharmaceuticals, Inc. 4 SEC Filings

Filed On Filing
07 May 2015 Form 4: Flynn James E, 10% owner and 7 others

Disposed of 4,449,103 shares (Tender Offer)

07 May 2015 Form 4: Thomas, McNerney & Partners II, Llc, Director and 3 others

Disposed of 4,835,731 shares (Tender Offer)

06 May 2015 Form 4: Greer R Scott, Director

Disposed of 7,190 shares (Tender Offer) · Disposed of 20,000 Stock Option (Right to Buy) (Disposition to Issuer)

06 May 2015 Form 4: Sarshar Sepehr, Director

Disposed of 242,574 shares (Tender Offer)

06 May 2015 Form 4: Ferguson Rodney A, Director

Disposed of 2,500,589 shares (Tender Offer)

06 May 2015 Form 4: Schneider Phillip M, Director

Disposed of 20,000 Stock Option (Right to Buy) (Disposition to Issuer)

06 May 2015 Form 4: Proehl Gerald T, Director

Disposed of 1,466 shares (Tender Offer) · Disposed of 20,000 Stock Option (Right to Buy) (Disposition to Issuer)

06 May 2015 Form 4: Bleil Lynn Dorsey, Director

Disposed of 20,000 Stock Option (Right to Buy) (Disposition to Issuer)

06 May 2015 Form 4: Saks Samuel R, Director

Disposed of 67,338 shares (Tender Offer) · Disposed of 112,789 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 15,000 Restricted Stock Units (Disposition to Issuer)

06 May 2015 Form 4: Chowrira Bharat M, Chief Operating Officer

Disposed of 8,297 shares (Tender Offer) · Disposed of 337,777 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 20,000 Restricted Stock Units (Disposition to Issuer)

06 May 2015 Form 4: Stamler David A, Chief Medical Officer

Disposed of 1,627 shares (Tender Offer) · Disposed of 198,782 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 30,000 Restricted Stock Units (Disposition to Issuer)

06 May 2015 Form 4: Schmid John P., Chief Financial Officer

Disposed of 144,444 shares (Tender Offer) · Disposed of 89,026 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 15,000 Restricted Stock Units (Disposition to Issuer)

06 May 2015 Form 4: Shah Pratik, Director

Disposed of 903,018 shares (Tender Offer) · Disposed of 415,153 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 100,000 Restricted Stock Units (Disposition to Issuer)

06 May 2015 Form 4: Zisson Alex, Director

Disposed of 4,835,731 shares (Tender Offer)

06 Apr 2015 Form 4: Cmea Ventures Vii Lp, 10% owner and 1 other

Disposed of 300,000 shares (In/At-money Exercise) ($8.94M) · Exercised 1 Call Option (obligation to sell) · Disposed of 1 Put option (right to sell) (Other Transaction) · 2 more

17 Mar 2015 Form 4: Stamler David A, Chief Medical Officer

Received 3,000 shares by exercise or conversion ($2.7K) · Sold 3,000 shares ($240K)

26 Feb 2015 Form 4: Cmea Ventures Vii Lp, 10% owner and 1 other

Disposed of 200,000 shares (Other Transaction)

17 Feb 2015 Form 4: Cmea Ventures Vii Lp, 10% owner and 1 other

Sold 80,834 shares ($5.1M) · Sold 41,833 shares ($2.63M)

17 Feb 2015 Form 4: Cmea Ventures Vii Lp, 10% owner and 1 other

Received 42,340 shares by exercise ($164K) · Sold 3,344 shares ($164K)

11 Feb 2015 Form 4: Cmea Ventures Vii Lp, 10% owner and 1 other

Sold 9,854 shares ($581K) · Sold 21,200 shares ($1.27M) · Sold 53,100 shares ($3.28M)

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