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NB Alternatives Advisers LLC 4 SEC Filings

Filed On Filing
18 May 2023 Form 4: Nb Alternatives Advisers Llc, 10% owner and 4 others · Solo Brands Inc

Sold 6,255,595 shares ($31.3M)

14 Jun 2021 Form 4: Athyrium Capital Management, Lp, 10% owner and 8 others · BIORA THERAPEUTICS, INC.

Bought 8,097,166 shares ($20M) · Acquired 8,097,166 Warrant (Open Market Purchase) ($20M)

03 Jun 2021 Form 4: Athyrium Capital Management, Lp, 10% owner and 8 others · BIORA THERAPEUTICS, INC.

Bought 1,268,115 shares ($3.63M)

14 Dec 2020 Form 4: Nb Alternatives Advisers Llc, 10% owner and 7 others · SolarWinds Corp

Sold 289,066 shares ($6.35M)

09 Dec 2020 Form 4: Athyrium Capital Management, Lp, 10% owner and 8 others · BIORA THERAPEUTICS, INC.

Bought 4,128,440 shares ($13.5M) · Disposed of 103,500,000 7.25% Convertible Senior Notes due 2025 (Open Market Purchase) ($6790T)

25 Jun 2020 Form 4: Athyrium Capital Management, Lp, 10% owner and 7 others · BIORA THERAPEUTICS, INC.

Bought 3,333,333 shares ($50M) · Received 19,569,853 shares by conversion

30 May 2019 Form 4: Nb Alternatives Advisers Llc, 10% owner and 7 others · SolarWinds Corp

Sold 302,419 shares ($5.27M)

24 Oct 2018 Form 4: Nb Alternatives Advisers Llc, 10% owner and 7 others · SolarWinds Corp

Received 3,561,571 shares by conversion

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