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S&W Seed Co 4/A SEC Filings

Filed On Filing
04 Apr 2022 Form 4/A: Wong Mark, Director

Holds 36,630 shares of Common Stock

27 Mar 2020 Form 4/A: Harvey Mark James, Director

Received 1,736 shares as a grant or award

18 Mar 2020 Form 4/A: Straus Robert D, Director

Bought 4,756 shares ($9.89K) · Bought 10,244 shares ($20.7K)

09 Aug 2018 Form 4/A: Jury Dennis Charles, EVP Operations & COO

Holds 225,838 shares of Common Stock

02 May 2016 Form 4/A: Jury Dennis Charles, Exec VP Operations & COO

Received 5,834 shares by exercise or conversion ($23K)

18 Mar 2015 Form 4/A: Wickersham Grover T, Director

Received 50,000 shares by exercise or conversion ($200K)

16 Dec 2014 Form 4/A: Smith William S, Director

Granted 7,000 Common Stock Option (Right to Buy)

16 Dec 2014 Form 4/A: Wickersham Grover T, Director

Granted 7,000 Common Stock Option (Right to Buy)

16 Dec 2014 Form 4/A: Harvey Mark James, Director

Granted 7,000 Common Stock Option (Right to Buy)

16 Dec 2014 Form 4/A: Jury Dennis Charles, EVP and COO

Granted 35,000 Common Stock Option (Right to Buy)

16 Dec 2014 Form 4/A: Seidler Charles B, Director

Granted 7,000 Common Stock Option (Right to Buy)

16 Dec 2014 Form 4/A: Fleming Mick, Director

Granted 7,000 Common Stock Option (Right to Buy)

16 Dec 2014 Form 4/A: Bornt Glen D, Director

Granted 7,000 Common Stock Option (Right to Buy)

04 Apr 2014 Form 4/A: Grewal Mark S, Director

Gave up 2,232 shares to cover exercise price or tax

04 Apr 2014 Form 4/A: Szot Matthew K, SVP and CFO

Gave up 2,448 shares to cover exercise price or tax

06 Mar 2014 Form 4/A: Wickersham Grover T, Director

Bought 75,000 shares ($494K)

04 Feb 2014 Form 4/A: Szot Matthew K, SVP Finance and CFO

Granted 5,000 Common Stock (Right to Buy)

17 Oct 2011 Form 4/A: Lishman Robert W, 10% owner

Acquired 322 shares (Other Transaction) · Disposed of 375,000 shares (Other Transaction)

17 Oct 2011 Form 4/A: YELLOWJACKET, Lp, 10% owner

Disposed of 375,000 shares (Other Transaction)

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