EMERGENT CAPITAL, INC. 4 SEC Filings

Filed On	Filing
07 Apr 2021	Form 4: Evermore Global Value Fund, 10% owner Disposed of 16,710,000 shares (Other Transaction) · Disposed of 4,344,786 Warrants (rights to buy) to purchase Common Stock (Other Transaction)
07 Apr 2021	Form 4: Evermore Global Advisors, Llc, 10% owner Disposed of 11,185,000 shares (Other Transaction) · Disposed of 2,907,821 Warrants (rights to buy) to purchase Common Stock (Other Transaction)
24 Feb 2021	Form 4: Curry Patrick J, Director and 1 other Gave up 162,299 shares to cover exercise price or tax ($40.3K)
29 Jan 2021	Form 4: Curry Patrick J, Director and 1 other Gave up 98,833 shares to cover exercise price or tax ($24.7K)
13 Mar 2020	Form 4: Patterson Roy, Director Acquired 7,300,000 shares (Other Transaction)
29 Jan 2020	Form 4: Curry Patrick J, Director and 1 other Received 1,000,000 shares as a grant or award
26 Dec 2019	Form 4: Martinez Miriam, CFO and Secretary Received 250,000 shares by exercise or conversion · Gave up 74,125 shares to cover exercise price or tax ($14.7K)
26 Dec 2019	Form 4: Knapp Robert C, Director Disposed of 586,794 Common Stock Purchase Warrant (right to buy) (Other Transaction) · Acquired 77,794 Common Stock Purchase Warrant (right to buy) (Other Transaction) · Disposed of 0 5.00% Senior Unsecured Convertible Notes due 2023 (Other Transaction) · 1 more
27 Nov 2019	Form 4: Simony Jack, VP and CIO Gave 150,000 shares as a gift
31 Oct 2019	Form 4: Simony Jack, VP and CIO Received 500,000 shares by exercise or conversion · Gave up 196,352 shares to cover exercise price or tax ($38.3K)
31 Oct 2019	Form 4: Werblowsky Harvey Z., VP, CLO and GC Received 250,000 shares by exercise or conversion · Gave up 98,176 shares to cover exercise price or tax ($19.1K)
02 Oct 2019	Form 4: Houk Matthew D, Director Disposed of 2,500,000 shares (Other Transaction) · Disposed of 600,000 Warrants (right to buy) (Other Transaction)
22 Aug 2019	Form 4: Knapp Robert C, Director Disposed of 500,000 5.00% Senior Unsecured Convertible Notes due 2023 (Open Market Sale) ($153B)
10 Jun 2019	Form 4: Sarachek Joseph E, Director Received 400,000 shares by exercise or conversion
28 Feb 2019	Form 4: Werblowsky Harvey Z., VP, CLO and GC Received 250,000 shares by exercise or conversion · Gave up 98,177 shares to cover exercise price or tax ($19.1K)
28 Feb 2019	Form 4: Martinez Miriam, CFO and Secretary Received 250,000 shares by exercise or conversion · Gave up 74,125 shares to cover exercise price or tax ($6.52K)
28 Feb 2019	Form 4: Simony Jack, VP and CIO Received 500,000 shares by exercise or conversion · Gave up 196,353 shares to cover exercise price or tax ($38.3K)
27 Sep 2018	Form 4: Curry Patrick J, Director and 1 other Bought 40,000 shares ($11K) · Bought 15,000 shares ($4.19K)
04 Sep 2018	Form 4: Patterson Roy, Director Bought 30,640 shares ($8.89K) · Bought 17,776 shares ($4.98K)
29 Aug 2018	Form 4: Patterson Roy, Director Bought 30,640 shares ($9.8K) · Bought 30,640 shares ($9.19K)

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