Adverum Biotechnologies, Inc. 4 SEC Filings

Filed On	Filing
10 Dec 2025	Form 4: Fischer Laurent, Director Received 150,000 shares by exercise or conversion ($630K) · Disposed of 351,513 shares (Tender Offer) · Disposed of 25,000 shares (Tender Offer) · 3 more
10 Dec 2025	Form 4: Soparkar Peter, CHIEF OPERATING OFFICER Disposed of 80,189 shares (Tender Offer) · Disposed of 13,125 shares (Tender Offer) · Received 150,000 shares as a grant or award · 2 more
10 Dec 2025	Form 4: Ozden Rabia Gurses, Chief Medical Officer Disposed of 8,125 shares (Tender Offer) · Received 85,000 shares as a grant or award · Disposed of 85,000 shares (Tender Offer) · 1 more
10 Dec 2025	Form 4: Seyedkazemi Setareh, CHIEF DEVELOPMENT OFFICER Disposed of 54,874 shares (Tender Offer) · Disposed of 8,125 shares (Tender Offer) · Received 85,000 shares as a grant or award · 2 more
10 Dec 2025	Form 4: Rubinstein Linda M, CHIEF FINANCIAL OFFICER Received 48,750 shares by exercise or conversion ($205K) · Disposed of 61,150 shares (Tender Offer) · Disposed of 8,125 shares (Tender Offer) · 3 more
10 Dec 2025	Form 4: Hong Soo, Director Disposed of 32,970 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Whitcup Scott M, Director Disposed of 41,970 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Tuckson Reed Vaughn, Director Disposed of 33,470 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Svoronos Dawn, Director Disposed of 5,000 shares (Tender Offer) · Disposed of 37,470 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Scopa James Paul, Director Disposed of 10,333 shares (Tender Offer) · Disposed of 45,136 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Nicholson, C. David, Director Disposed of 28,970 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Lupher, Jr. Mark L., Director Disposed of 13,000 shares (Tender Offer) · Disposed of 42,970 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 4,500 Stock Option (Right Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Machado Patrick, Director Disposed of 8,818 shares (Tender Offer) · Disposed of 66,496 Stock Option (Right to Buy) (Disposition to Issuer)
10 Dec 2025	Form 4: Kiss Szilard, Director Disposed of 50,240 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 2,000 Stock Option (Right Buy) (Disposition to Issuer)
09 Dec 2025	Form 4: Frazier Life Sciences Public Fund, L.p., 10% owner and 2 others Disposed of 4,288,949 shares (Tender Offer) ($15.3M)
08 Dec 2025	Form 4: Fischer Laurent, Director Bought 11,085 shares ($47K) · Bought 117,614 shares ($507K)
08 Dec 2025	Form 4: Soparkar Peter, CHIEF OPERATING OFFICER Bought 50,000 shares ($211K)
05 Dec 2025	Form 4: Leonard Braden Michael, 10% owner Sold 524,560 shares ($2.2M)
03 Dec 2025	Form 4: Leonard Braden Michael, 10% owner Sold 300,000 shares ($1.26M) · Sold 51,961 shares ($218K) · Sold 222,925 shares ($930K)
20 Jun 2025	Form 4: Soparkar Peter, CHIEF OPERATING OFFICER Disposed of 197,048 Stock Option (Right to Buy) (Disposition to Issuer) · Granted 197,048 Stock Option (Right to Buy)

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