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Chart Acquisition Corp. 4 SEC Filings

Filed On Filing
31 Jul 2015 Form 4: Bacon Louis M, 10% owner and 1 other

Sold 962,500 shares · Acquired 1,766,101 Warrants (Right to Buy) (Open Market Purchase) · Disposed of 1,766,101 Warrants (Right to Buy) (Open Market Sale)

19 Jun 2015 Form 4: BlueMountain Capital Management, Llc, 10% owner and 3 others

Disposed of 303,072 shares (Other Transaction) ($3.03M) · Disposed of 303,072 Warrants (Other Transaction) ($3.03M)

17 Mar 2015 Form 4: Brady Christopher D., Director and 2 others

Acquired 399,292 Warrants (Right to Buy) (Open Market Purchase) ($120K)

17 Mar 2015 Form 4: Wright Joseph R Jr, Director

Acquired 21,583 Warrants (Right to Buy) (Open Market Purchase) ($6.47K)

30 Jan 2013 Form 4: LaBarbera Michael, CFO AND SECRETARY

Disposed of 16,172 shares (Other Transaction)

30 Jan 2013 Form 4: Brady Christopher D., Director and 2 others

Disposed of 218,672 shares (Other Transaction)

21 Dec 2012 Form 4: Brady Christopher D., Director and 2 others

Bought 231,250 shares · Acquired 231,250 Warrants (Open Market Purchase)

21 Dec 2012 Form 4: Wright Joseph R Jr, Director

Bought 12,500 shares · Acquired 12,500 Warrants (Open Market Purchase)

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