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ForgeRock, Inc. 4 SEC Filings

Filed On Filing
25 Aug 2023 Form 4: Parks Jeffrey T, Director and 5 others

Returned 4,579,273 shares to the issuer ($106M) · Disposed of 2,551,710 Class B Common Stock (Disposition to Issuer) ($59.3M)

25 Aug 2023 Form 4: Barker Peter M, Chief Product Officer & EVP

Returned 212,670 shares to the issuer ($4.94M) · Disposed of 60,679 Stock Option (right to buy) (Disposition to Issuer) ($1.41M)

25 Aug 2023 Form 4: Angstadt Peter K Jr., Chief Revenue Officer

Returned 260,057 shares to the issuer ($6.05M) · Disposed of 515,062 Stock Option (right to buy) (Disposition to Issuer) ($12M)

25 Aug 2023 Form 4: Fernandez Juan P, CFO, Executive VP - Global

Returned 759,366 shares to the issuer ($17.7M) · Disposed of 646,312 Stock Option (right to buy) (Disposition to Issuer) ($15M)

25 Aug 2023 Form 4: Rosch Francis C, Director

Returned 545,742 shares to the issuer ($12.7M) · Disposed of 3,651,249 Stock Option (right to buy) (Disposition to Issuer) ($84.9M) · Disposed of 195,331 Class B Common Stock (Disposition to Issuer) ($4.54M)

25 Aug 2023 Form 4: Weiss Warren M, Director

Returned 11,126 shares to the issuer ($259K) · Disposed of 8,543,800 Class B Common Stock (Disposition to Issuer) ($199M)

25 Aug 2023 Form 4: Sethi Rinki, Director

Returned 11,323 shares to the issuer ($263K) · Disposed of 63,250 Stock Option (right to buy) (Disposition to Issuer) ($1.47M)

25 Aug 2023 Form 4: Walker Maria C, Director

Returned 11,903 shares to the issuer ($277K) · Disposed of 166,457 Stock Option (right to buy) (Disposition to Issuer) ($3.87M)

25 Aug 2023 Form 4: Flower Johanna, Director

Returned 11,256 shares to the issuer ($262K) · Disposed of 63,250 Stock Option (right to buy) (Disposition to Issuer) ($1.47M)

25 Aug 2023 Form 4: Golden Bruce, Director

Returned 12,364 shares to the issuer ($287K) · Disposed of 13,091,352 Class B Common Stock (Disposition to Issuer) ($304M)

25 Aug 2023 Form 4: Mathew Arun, Director

Returned 11,062 shares to the issuer ($257K)

25 Aug 2023 Form 4: Ott Alexander, Director

Returned 11,489 shares to the issuer ($267K) · Disposed of 489,148 Class B Common Stock (Disposition to Issuer) ($11.4M)

25 Aug 2023 Form 4: Foundation Capital Management Co. VII, L.l.c., 10% owner and 2 others

Disposed of 8,543,800 Class B Common Stock (Disposition to Issuer) ($199M)

25 Aug 2023 Form 4: Accel London Iii Lp, 10% owner and 7 others

Disposed of 18,146,657 Class B Common Stock (Disposition to Issuer) ($422M)

25 Aug 2023 Form 4: Fleischmann Samuel J, Chief Legal Officer

Returned 121,852 shares to the issuer ($2.83M) · Disposed of 252,853 Stock Option (right to buy) (Disposition to Issuer) ($5.88M)

18 Aug 2023 Form 4: Fernandez Juan P, CFO, Executive VP - Global

Received 133,009 shares by conversion · Received 18,116 shares by conversion · Sold 7,152 shares ($152K)

16 Aug 2023 Form 4: Rosch Francis C, Director

Received 50,000 shares by conversion · Sold 50,000 shares ($1.06M) · Exercised 50,000 Stock Option (right to buy) · 1 more

03 Aug 2023 Form 4: Barker Peter M, Chief Product Officer & EVP

Received 2,084 shares by conversion · Sold 2,084 shares ($42.8K) · Exercised 2,084 Stock Option (right to buy) · 1 more

18 Jul 2023 Form 4: Fernandez Juan P, CFO, Executive VP - Global

Sold 7,152 shares ($144K)

12 Jul 2023 Form 4: Rosch Francis C, Director

Received 50,000 shares by conversion · Sold 50,000 shares ($992K) · Exercised 50,000 Stock Option (right to buy) · 1 more

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