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ZAIS Group Holdings, Inc. 4 SEC Filings

Filed On Filing
21 May 2018 Form 4: Z Acquisition Llc, 10% owner

Bought 6,500,000 shares ($26.7M)

18 May 2018 Form 4: Russo Mark Andrew, General Counsel

Returned 20,490 shares to the issuer ($84K)

18 May 2018 Form 4: DeAngelis Denise, See Remarks

Returned 40,980 shares to the issuer ($168K)

18 May 2018 Form 4: Burke John Daniel, Director

Returned 69,652 shares to the issuer ($286K)

18 May 2018 Form 4: Guenther Paul B, Director

Returned 79,652 shares to the issuer ($327K)

18 May 2018 Form 4: Motani Nisha, CFO & Chief Acctg. Ofc.

Returned 20,490 shares to the issuer ($84K)

18 May 2018 Form 4: Zinn James, Director

Returned 79,652 shares to the issuer ($327K)

08 Nov 2017 Form 4: Zinn James, Director

Received 13,488 shares as a grant or award

08 Nov 2017 Form 4: Guenther Paul B, Director

Received 13,488 shares as a grant or award

08 Nov 2017 Form 4: Burke John Daniel, Director

Received 13,488 shares as a grant or award

07 Sep 2017 Form 4: Ramguard Llc, 10% owner

Sold 6,500,000 shares ($26M)

07 Sep 2017 Form 4: Ramsey Neil P., 10% owner

Sold 6,500,000 shares ($26M)

07 Sep 2017 Form 4: Zugel Christian, Director

Bought 162,498 shares ($959) · Granted 5,600,000 Class A Units of ZAS Group Parent, LLC · Bought 6,500,000 shares ($26M)

11 May 2017 Form 4: Zinn James, Director

Received 21,073 shares as a grant or award

11 May 2017 Form 4: Guenther Paul B, Director

Received 21,073 shares as a grant or award

11 May 2017 Form 4: Burke John Daniel, Director

Received 21,073 shares as a grant or award

21 Mar 2017 Form 4: Szymanski Michael, Director

Gave up 60,680 shares to cover exercise price or tax ($138K)

21 Mar 2017 Form 4: Barrett Gregory Paul, Head Client Rels & Bus Dev

Gave up 56,100 shares to cover exercise price or tax ($128K)

21 Mar 2017 Form 4: Motani Nisha, Acting CFO & Chief Acctg. Ofc.

Gave up 12,163 shares to cover exercise price or tax ($27.7K)

21 Mar 2017 Form 4: Steinberg Howard, General Counsel

Gave up 27,101 shares to cover exercise price or tax ($61.8K)

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