Smart & Final Stores, Inc. 4 SEC Filings

Filed On	Filing
20 Jun 2019	Form 4: Smith Leland, SVP, Real Estate, GC & Secy. Disposed of 29,914 shares (Tender Offer) ($194K) · Returned 69,025 shares to the issuer ($449K)
20 Jun 2019	Form 4: Rubin Elaine, Director Disposed of 17,852 shares (Tender Offer) ($116K)
20 Jun 2019	Form 4: Giancamilli Andrew A., Director Disposed of 60,644 shares (Tender Offer) ($394K) · Returned 1,597 shares to the issuer ($10.4K) · Disposed of 31,350 Stock option (right to buy) (Disposition to Issuer) ($38.6K)
20 Jun 2019	Form 4: Axelrod Norman, Director Disposed of 98,882 shares (Tender Offer) ($643K) · Returned 1,597 shares to the issuer ($10.4K) · Disposed of 31,350 Stock option (right to buy) (Disposition to Issuer) ($38.6K)
20 Jun 2019	Form 4: Ares Corporate Opportunities Fund Iii Lp, 10% owner and 2 others Disposed of 44,218,762 shares (Tender Offer) ($287M)
20 Jun 2019	Form 4: Ares Corporate Opportunities Fund Iii Lp, 10% owner and 9 others Disposed of 44,218,762 shares (Tender Offer) ($287M)
20 Jun 2019	Form 4: Tuchman Kenneth I, Director Disposed of 23,947 shares (Tender Offer) ($156K) · Returned 2,031 shares to the issuer ($13.2K)
20 Jun 2019	Form 4: Tesoriero Joseph S., Director Disposed of 28,644 shares (Tender Offer) ($186K) · Returned 1,597 shares to the issuer ($10.4K)
20 Jun 2019	Form 4: Hopkins Paul N, Director Returned 28,478 shares to the issuer ($185K)
20 Jun 2019	Form 4: Wong Edward, EVP, CM & Digital Officer Returned 102,633 shares to the issuer ($667K)
20 Jun 2019	Form 4: Smith Eugene M., Group VP and Treasurer Disposed of 30,500 shares (Tender Offer) ($198K) · Returned 26,580 shares to the issuer ($173K) · Disposed of 40,280 Stock option (right to buy) (Disposition to Issuer) ($49.5K)
20 Jun 2019	Form 4: Hong Eleanor, Senior VP and CMO Returned 113,441 shares to the issuer ($737K)
20 Jun 2019	Form 4: Jones Derek R, President, Smart Foodservice Returned 150,738 shares to the issuer ($980K)
20 Jun 2019	Form 4: Hirz David G., Director Disposed of 1,312,862 shares (Tender Offer) ($8.53M) · Returned 599,551 shares to the issuer ($3.9M) · Disposed of 839,610 Stock option (right to buy) (Disposition to Issuer) ($1.03M)
20 Jun 2019	Form 4: Drew Scott R., EVP, Administration Returned 217,017 shares to the issuer ($1.41M) · Disposed of 109,250 Stock option (right to buy) (Disposition to Issuer) ($134K)
20 Jun 2019	Form 4: Phegley Richard N, Executive Vice President, CFO Returned 893,894 shares to the issuer ($5.81M) · Disposed of 285,570 Stock option (right to buy) (Disposition to Issuer) ($351K)
20 Jun 2019	Form 4: Link Richard A, Group VP, Controller, CAO Returned 153,710 shares to the issuer ($999K) · Disposed of 67,260 Stock option (right to buy) (Disposition to Issuer) ($82.7K)
29 May 2019	Form 4: Hirz David G., Director Gave up 33,054 shares to cover exercise price or tax ($217K)
21 May 2019	Form 4: Wong Edward, EVP, CM & Digital Officer Gave up 4,833 shares to cover exercise price or tax ($31.5K)
21 May 2019	Form 4: Smith Leland, SVP, Real Estate, GC & Secy. Gave up 4,833 shares to cover exercise price or tax ($31.5K)

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