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Vivint Solar, Inc. 4 SEC Filings

Filed On Filing
13 Oct 2020 Form 4: 313 Acquisition Llc, 10% owner and 9 others

Disposed of 57,917,967 shares (Other Transaction)

08 Oct 2020 Form 4: Tibbetts Joseph S Jr, Director

Returned 29,794 shares to the issuer

08 Oct 2020 Form 4: Smith Ellen, Director

Returned 19,579 shares to the issuer

08 Oct 2020 Form 4: D'Alessandro David F., Director

Returned 42,313 shares to the issuer

08 Oct 2020 Form 4: Bywater David, Director

Returned 1,050,353 shares to the issuer · Disposed of 2,029,002 Stock Option (Right to Buy) (Disposition to Issuer)

08 Oct 2020 Form 4: Allred L. Chance, Chief Sales Officer

Returned 189,567 shares to the issuer · Disposed of 230,262 Stock Option (Right to Buy) (Disposition to Issuer)

08 Oct 2020 Form 4: Russell Dana C, CFO and EVP

Returned 229,381 shares to the issuer · Disposed of 229,154 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 10,570 Stock Option (Right to Buy (Disposition to Issuer)

08 Oct 2020 Form 4: Plagemann Thomas G., CCO; EVP, Capital Markets

Returned 139,003 shares to the issuer · Disposed of 222,332 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 7,928 Stock Option (Right to Buy (Disposition to Issuer)

08 Oct 2020 Form 4: Dickson Paul S., Chief Revenue Officer

Returned 185,266 shares to the issuer · Disposed of 238,130 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 7,928 Stock Option (Right to Buy (Disposition to Issuer)

08 Oct 2020 Form 4: Christiansen Bryan, Chief Operating Officer

Returned 158,048 shares to the issuer · Disposed of 227,329 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 7,928 Stock Option (Right to Buy (Disposition to Issuer)

11 Sep 2020 Form 4: Christiansen Bryan, Chief Operating Officer

Sold 2,168 shares ($66.9K)

09 Sep 2020 Form 4: Christiansen Bryan, Chief Operating Officer

Sold 3,435 shares ($88.7K) · Received 5,302 shares as a grant or award · Granted 7,928 Stock Option (Right to Buy

09 Sep 2020 Form 4: Plagemann Thomas G., CCO; EVP, Capital Markets

Sold 5,897 shares ($153K) · Received 5,302 shares as a grant or award · Granted 7,928 Stock Option (Right to Buy

09 Sep 2020 Form 4: Russell Dana C, CFO and EVP

Sold 8,478 shares ($220K) · Received 7,069 shares as a grant or award · Granted 10,570 Stock Option (Right to Buy

09 Sep 2020 Form 4: Dickson Paul S., Chief Revenue Officer

Sold 7,790 shares ($201K) · Received 5,302 shares as a grant or award · Granted 7,928 Stock Option (Right to Buy

09 Sep 2020 Form 4: Allred L. Chance, Chief Sales Officer

Sold 7,773 shares ($201K) · Received 5,302 shares as a grant or award · Granted 7,928 Stock Option (Right to Buy

09 Sep 2020 Form 4: Bywater David, Director

Gave up 35,348 shares to cover exercise price or tax ($949K)

28 Aug 2020 Form 4: Russell Dana C, CFO and EVP

Received 39,243 shares by exercise or conversion ($120K) · Sold 78,481 shares ($2.2M) · Received 82,978 shares by exercise or conversion ($332K) · 1 more

28 Aug 2020 Form 4: Pedersen Todd R., Director

Sold 217,704 shares ($6.03M) · Sold 97,710 shares ($2.79M)

27 Aug 2020 Form 4: Plagemann Thomas G., CCO; EVP, Capital Markets

Received 86,786 shares by exercise or conversion ($305K) · Sold 92,731 shares ($2.56M)

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