Hortonworks, Inc. 4 SEC Filings

Gave up 116,013 shares to cover exercise price or tax ($1.7M) · Disposed of 300,562 shares (Tender Offer)

Received 11,920 shares as a grant or award · Disposed of 82,500 shares (Tender Offer) · Exercised 96,226 Non-Qualified Stock Option (right to buy)

Disposed of 49,910 shares (Tender Offer)

Disposed of 49,910 shares (Tender Offer)

Gave 10,838 shares as a gift · Disposed of 2,311,684 shares (Tender Offer)

Received 11,920 shares as a grant or award · Disposed of 175,996 shares (Tender Offer)

Disposed of 141,072 shares (Tender Offer) · Exercised 28,278 Incentive Stock Option (right to buy) · Exercised 27,221 Non-Qualified Stock Option (right to buy)

Received 11,920 shares as a grant or award · Disposed of 6,701,330 shares (Tender Offer)

Received 714,711 shares as a grant or award · Gave up 318,911 shares to cover exercise price or tax ($4.68M) · Exercised 714,711 Performance Stock Unit · 2 more

Gave up 222,238 shares to cover exercise price or tax ($3.26M) · Disposed of 794,167 shares (Tender Offer) · Exercised 47,280 Incentive Stock Option (right to buy) · 1 more

Gave up 76,487 shares to cover exercise price or tax ($1.12M) · Disposed of 248,003 shares (Tender Offer) · Exercised 18,848 Incentive Stock Option (right to buy) · 1 more

Sold 673 shares ($9.46K)

Gave up 472,677 shares to cover exercise price or tax ($6.37M)

Sold 672 shares ($9.79K)

Sold 672 shares ($11K)

Sold 672 shares ($10.8K)

Sold 13,750 shares ($222K)

Sold 4,782 shares ($75K)

Sold 3,605 shares ($56.7K) · Sold 4,782 shares ($67.4K)

Sold 74,449 shares ($1.15M) · Sold 74,449 shares ($1.17M)