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Easterly Acquisition Corp. 4 SEC Filings

Filed On Filing
07 Nov 2018 Form 4: Crate Darrell W, Director

Returned 3,375,677 shares to the issuer · Disposed of 6,750,000 Warrants to acquire common stock (Disposition to Issuer)

07 Nov 2018 Form 4: Kalichstein Avshalom Y, Director

Returned 3,375,677 shares to the issuer · Disposed of 6,750,000 Warrants to purchase common stock (Disposition to Issuer)

07 Nov 2018 Form 4: Cody David, 10% owner

Returned 3,375,677 shares to the issuer · Disposed of 6,750,000 Warrants to purchase Common Stock (Disposition to Issuer)

07 Nov 2018 Form 4: Easterly Acquisition Sponsor, Llc, 10% owner

Returned 3,375,677 shares to the issuer · Disposed of 6,750,000 Warrants to purchase Common Stock (Disposition to Issuer)

06 Nov 2018 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 367,050 shares ($3.85M) · Disposed of 1,943,620 shares (Other Transaction) ($20.4M)

01 Nov 2018 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 97,500 shares ($1.02M)

30 Oct 2018 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 249,000 shares ($2.61M)

23 Oct 2018 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 500,000 shares ($5.25M)

05 Sep 2018 Form 4: Crate Darrell W, Director

Acquired 37,394 Warrants (Open Market Purchase) ($45.2K) · Acquired 84,106 Warrants (Open Market Purchase) ($107K)

27 Jun 2018 Form 4: Jefferies Llc, 10% owner and 2 others

Sold 500,000 shares ($5.15M)

14 Dec 2017 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 300,000 shares ($3.02M)

27 Jul 2017 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 2,000,000 shares ($20M)

05 Jul 2017 Form 4: Polar Asset Management Partners Inc., 10% owner

Sold 218,977 shares ($2.2M)

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