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Transphorm, Inc. 4 SEC Filings

Filed On Filing
20 Jun 2024 Form 4: Kkr Phorm Investors L.p., 10% owner and 8 others

Sold 24,411,968 shares ($125M)

20 Jun 2024 Form 4: Parikh Primit, Director

Returned 489,310 shares to the issuer · Disposed of 598,207 Stock Option (right to buy) (Disposition to Issuer)

20 Jun 2024 Form 4: McAulay Cameron, Chief Financial Officer

Returned 182,048 shares to the issuer · Disposed of 233,290 Stock Option (right to buy) (Disposition to Issuer)

20 Jun 2024 Form 4: Humphreys Michael Julian, Director

Returned 91,037 shares to the issuer · Disposed of 55,000 Stock Option (right to buy) (Disposition to Issuer)

20 Jun 2024 Form 4: Mcfarland Katharina G., Director

Returned 81,323 shares to the issuer · Disposed of 55,000 Stock Option (right to buy) (Disposition to Issuer)

20 Jun 2024 Form 4: Moreland Cynthia J, Director

Returned 82,106 shares to the issuer · Disposed of 50,000 Stock Option (right to buy) (Disposition to Issuer)

20 Jun 2024 Form 4: Smales Kelly, Director

Returned 69,677 shares to the issuer · Disposed of 55,000 Stock Option (right to buy) (Disposition to Issuer)

20 Jun 2024 Form 4: Mishra Umesh, Director

Returned 359,720 shares to the issuer · Disposed of 548,824 Stock Option (right to buy) (Disposition to Issuer)

24 May 2024 Form 4: Mcfarland Katharina G., Director

Sold 3,996 shares ($19.5K)

24 May 2024 Form 4: Smales Kelly, Director

Sold 3,996 shares ($19.5K)

26 Apr 2024 Form 4: Smales Kelly, Director

Sold 475 shares ($2.3K)

26 Apr 2024 Form 4: Mcfarland Katharina G., Director

Sold 840 shares ($4.07K)

23 Apr 2024 Form 4: Moreland Cynthia J, Director

Received 1,043 shares as a grant or award

23 Apr 2024 Form 4: Smales Kelly, Director

Received 1,356 shares as a grant or award

23 Apr 2024 Form 4: Humphreys Michael Julian, Director

Received 1,409 shares as a grant or award

23 Apr 2024 Form 4: Mcfarland Katharina G., Director

Received 2,400 shares as a grant or award

05 Apr 2024 Form 4: Smales Kelly, Director

Sold 766 shares ($3.75K)

04 Mar 2024 Form 4: Parikh Primit, Director

Sold 6,000 shares ($28.8K)

01 Mar 2024 Form 4: Mcfarland Katharina G., Director

Sold 3,996 shares ($19.2K)

01 Mar 2024 Form 4: Smales Kelly, Director

Sold 3,996 shares ($19.2K)

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