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Polen Credit Opportunities Fund 3 SEC Filings

Filed On Filing
06 Sep 2023 Form 3: Damon A. Ficklin Recovable Trust, 10% owner

Holds 508,468.9 shares of Institutional Class Common Shares

06 Sep 2023 Form 3: Stanley C. Moss Revocable Trust U/A Dtd 10/13/2015, 10% owner

Holds 508,468.9 shares of Institutional Class Common Shares

06 Sep 2023 Form 3: Breazzano David J, 10% owner

Holds 805,869.1 shares of Institutional Class Common Shares

21 Aug 2023 Form 3: Catanzaro Christine S, Treasurer and CFO

No securities owned

21 Aug 2023 Form 3: Mansur Iqbal, Director

No securities owned

21 Aug 2023 Form 3: Weiss Joel L, President and CEO

No securities owned

21 Aug 2023 Form 3: Marsini Nicholas M Jr., Director

No securities owned

21 Aug 2023 Form 3: Wolcott Nancy B, Director

No securities owned

21 Aug 2023 Form 3: Christian Robert J, Director

No securities owned

21 Aug 2023 Form 3: Wynne Stephen M, Director

No securities owned

21 Aug 2023 Form 3: Polen Capital Credit, Llc, Investment Adviser

Holds 10,000 shares of Institutional Class Common Shares

21 Aug 2023 Form 3: Sherman John William, Portfolio Manager

No securities owned

21 Aug 2023 Form 3: Santonelli Benjamin, Portfolio Manager

No securities owned

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