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Duke Energy Carolinas, LLC 4/A SEC Filings

Filed On Filing
24 Mar 2006 Form 4/A: Rhodes James T, Director

Holds 1,310 shares of Common Stock

17 Jan 2006 Form 4/A: Rhodes James T, Director

Received 142 shares as a grant or award

17 Jan 2006 Form 4/A: Phelps Michael E J, Director

Received 106 shares as a grant or award

17 Jan 2006 Form 4/A: Martin James G, Director

Gave 1,565 shares as a gift

17 Jan 2006 Form 4/A: Hance James H Jr, Director

Received 95 shares as a grant or award

01 Nov 2005 Form 4/A: Hauser David L, Group VP and CFO

Acquired 192 shares (Other Transaction) ($7.48K)

17 Mar 2005 Form 4/A: Butler Keith G, Vice President and Controller

Received 1,860 shares by exercise or conversion · Gave up 604 shares to cover exercise price or tax ($15.9K)

03 Feb 2005 Form 4/A: Osborne Richard J, Group VP, Public & Reg Policy

Exercised 3,225 LTIP Phantom Stock 2001 Grant · Granted 3,225 Phantom Stock · Received 1,580 shares by exercise or conversion · 1 more

04 Mar 2004 Form 4/A: Mogg Jim W, Group VP, Chief Devel Officer

Granted 213 Phantom Stock

02 Mar 2004 Form 4/A: Wyrsch Martha B, Group VP, Gen Coun & Secretary

Granted 345 Phantom Stock

02 Mar 2004 Form 4/A: Shaw Ruth G, President, Duke Power Company

Granted 828 Phantom Stock

02 Mar 2004 Form 4/A: Osborne Richard J, Group VP, Public & Reg Policy

Granted 988 Phantom Stock

02 Mar 2004 Form 4/A: Hauser David L, Group VP and Acting CFO

Granted 536 Phantom Stock

02 Mar 2004 Form 4/A: Fowler Fred J, President and COO

Granted 1,252 Phantom Stock

02 Mar 2004 Form 4/A: Caldwell Myron, Vice President and Treasurer

Granted 178 Phantom Stock

02 Mar 2004 Form 4/A: Butler Keith G, Senior VP and Controller

Granted 437 Phantom Stock

23 Dec 2003 Form 4/A: Osborne Richard J, EVP & Chief Risk Off

Exercised 1,580 LTIP Phantom Stock

23 Dec 2003 Form 4/A: Shaw Ruth G, President, Duke Power Company

Exercised 2,737 LTIP Phantom Stock 2001 Grant

05 Sep 2003 Form 4/A: Brown Robert J, Director

Received 100 shares as a grant or award

04 Sep 2003 Form 4/A: Brown Robert J, Director

Received 100 shares as a grant or award

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