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HILLTOP ENERGY, LLC. 4/A SEC Filings

Filed On Filing
27 May 2014 Form 4/A: Wallen Calvin Iii, Director

Gave 5,260,137 shares as a gift · Disposed of 688.765 Series B Convertible Preferred Stock (Other Transaction) · Granted 366.529 Series B Convertible Preferred Stock

31 Jan 2013 Form 4/A: Wells Fargo & COMPANY/MN, 10% owner

Disposed of 8,500,000 Warrant to Purchase Shares of Common Stock (Other Transaction) · Acquired 8,500,000 Warrant to Purchase Shares of Common Stock (Other Transaction)

11 Aug 2009 Form 4/A: Bruggeman William, Director

Acquired 4,138 shares (Other Transaction)

27 Mar 2009 Form 4/A: Bruggeman William, 10% owner

Exercised 1,544,000 Warrant (right to buy)

12 Mar 2008 Form 4/A: Ross Jon Stuart, Director

Sold 15,000 shares ($25.5K)

03 Jan 2007 Form 4/A: Bruggeman William, 10% owner

Acquired 4,288,000 shares (Other Transaction) ($2.14M) · Acquired 2,144,000 Warrant (Other Transaction) ($1.5M)

03 Aug 2006 Form 4/A: Wallen Calvin Iii, Director

Bought 2,500 shares ($2K)

12 Dec 2003 Form 4/A: Bayer Herbert, Director

Received 10,000 shares as a grant or award

11 Dec 2003 Form 4/A: Wallen Calvin Iii, Director

Acquired 856,712 shares (Other Transaction) ($857K) · Granted 475,000 Options For Common Stock ($475K)

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