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LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST 4 SEC Filings

Filed On Filing
29 May 2013 Form 4: Lehman Brothers Holdings Inc. Plan Trust, 10% owner · AVALONBAY COMMUNITIES INC

Sold 7,870,000 shares ($1.08B)

15 Feb 2012 Form 4: Lehman Brothers Holdings Inc, 10% owner · Global Brokerage, Inc.

Sold 4,889,997 shares ($49M)

08 Feb 2012 Form 4: Lehman Brothers Holdings Inc, 10% owner · DERMA SCIENCES, INC.

Sold 250,000 shares ($2.07M) · Acquired 0 Warrants (right to buy Common Stock) (Other Transaction)

02 Feb 2012 Form 4: Lehman Brothers Holdings Inc, 10% owner · Global Brokerage, Inc.

Received 4,889,997 shares by conversion · Disposed of 1 shares (Other Transaction)

17 May 2011 Form 4: Lehman Brothers Holdings Inc, 10% owner · ShoreTel Inc

Sold 2,549,124 shares ($28.4M)

15 Mar 2010 Form 4: Lehman Brothers Holdings Inc, 10% owner · BLOUNT INTERNATIONAL INC

Sold 4,200,000 shares ($44.4M)

20 Feb 2009 Form 4: Macomber John D, Director

Sold 116,876 shares ($3.39K)

20 Feb 2009 Form 4: Gent Sir Christopher, Director

Sold 6,140 shares ($645)

20 Feb 2009 Form 4: Akers John F, Director

Sold 18,000 shares ($5.53K)

27 Jan 2009 Form 4: Berlind Roger S, Director

Sold 480,000 shares ($21.2K)

26 Sep 2008 Form 4: Hernandez Roland A, Director

Sold 1,000 shares ($170)

26 Sep 2008 Form 4: Ainslie Michael L, Director

Sold 41,808 shares ($9.49K)

25 Sep 2008 Form 4: Fuld Richard S Jr, Director

Sold 83,362 shares ($11.7K)

25 Sep 2008 Form 4: Berlind Roger S, Director

Sold 80,000 shares ($11.7K) · Sold 4,808 shares ($817)

24 Sep 2008 Form 4: Lehman Brothers Holdings Inc, 10% owner · Grizzly Energy, LLC

Sold 12,100 shares ($166K)

22 Sep 2008 Form 4: Fuld Richard S Jr, Director

Sold 287,415 shares ($21.1K)

19 Sep 2008 Form 4: Lowitt Ian T, CFO & Co-CAO

Sold 20,945 shares ($2.93K)

19 Sep 2008 Form 4: Russo Thomas A, Chief Legal Officer

Sold 85,580 shares ($14.4K)

17 Sep 2008 Form 4: Kaufman Henry, Director

Sold 5,000 shares ($1K)

17 Sep 2008 Form 4: Fuld Richard S Jr, Director

Sold 2,276,802 shares ($519K) · Sold 601,500 shares ($120K)

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