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SOTHEBYS 4 SEC Filings

Filed On Filing
04 Oct 2019 Form 4: Loeb Daniel S, Director and 1 other

Returned 6,668,765 shares to the issuer ($380M)

04 Oct 2019 Form 4: Smith, Jr. Thomas S., Director

Returned 260,407 shares to the issuer ($14.8M)

04 Oct 2019 Form 4: Olsoff Jonathan, EVP, Worldwide General Counsel

Returned 22,530 shares to the issuer ($1.28M)

04 Oct 2019 Form 4: Levine Jane, EVP, Chief Compliance Counsel

Returned 12,117 shares to the issuer ($691K)

04 Oct 2019 Form 4: Goss Michael F, EVP, Chief Financial Officer

Returned 87,522 shares to the issuer ($4.99M) · Disposed of 27,959 Restricted Stock Units (Disposition to Issuer) ($1.59M)

04 Oct 2019 Form 4: Carlotti Valentino, EVP, Global Head of Bus. Dev.

Returned 10,101 shares to the issuer ($576K)

04 Oct 2019 Form 4: Bright Jill, EVP of HR and Administration

Returned 442 shares to the issuer ($25.2K)

04 Oct 2019 Form 4: Wilson Harry James, Director

Gave 8,000 shares as a gift · Returned 20,152.4315 shares to the issuer ($1.15M) · Disposed of 12,204.82 Deferred Stock Units (Disposition to Issuer) ($696K)

04 Oct 2019 Form 4: Wolf Michael J, Director

Disposed of 1,380 Deferred Stock Units (Disposition to Issuer) ($78.7K)

04 Oct 2019 Form 4: Weibling Dennis M, Director

Returned 5,000 shares to the issuer ($285K) · Disposed of 30,060.24 Deferred Stock Units (Disposition to Issuer) ($1.71M)

04 Oct 2019 Form 4: Taylor Diana L, Director

Disposed of 29,975.75 Deferred Stock Units (Disposition to Issuer) ($1.71M)

04 Oct 2019 Form 4: Simms Marsha, Director

Disposed of 19,054.55 Deferred Stock Units (Disposition to Issuer) ($1.09M)

04 Oct 2019 Form 4: Devonshire Duke of, Director

Returned 19,005 shares to the issuer ($1.08M) · Disposed of 53,743.95 Deferred Stock Units (Disposition to Issuer) ($3.06M)

04 Oct 2019 Form 4: De Sole Domenico, Director

Returned 33,105 shares to the issuer ($1.89M) · Disposed of 31,525.76 Deferred Stock Units (Disposition to Issuer) ($1.8M)

04 Oct 2019 Form 4: Conroy Kevin C., Director

Returned 3,000 shares to the issuer ($171K) · Disposed of 12,204.82 Deferred Stock Units (Disposition to Issuer) ($696K)

04 Oct 2019 Form 4: Cheung Linus W. L., Director

Disposed of 6,691 Deferred Stock Units (Disposition to Issuer) ($381K)

04 Oct 2019 Form 4: Bibliowicz Jessica M, Director

Returned 4,000 shares to the issuer ($228K) · Disposed of 12,204.82 Deferred Stock Units (Disposition to Issuer) ($696K)

22 Aug 2019 Form 4: Weibling Dennis M, Director

Sold 11,000 shares ($646K)

19 Aug 2019 Form 4: Weibling Dennis M, Director

Gave 36,000 shares as a gift · Sold 6,000 shares ($349K) · Sold 2,600 shares ($151K) · 1 more

16 Aug 2019 Form 4: Loeb Daniel S, Director and 1 other

Received 536 shares as a grant or award ($31.2K)

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