CREDIT SUISSE AG/ 4 SEC Filings

Sold 10,079,708 shares ($15.5M)

Received 2,256,882 shares by conversion · Acquired 276,853 Series Four Senior Preferred Stock (Derivative Conversion) · Acquired 1,980,029 Series Five Junior Preferred Stock (Derivative Conversion)

Sold 69,945 shares ($1.27M)

Sold 67,279 shares ($1.2M)

Sold 36,721 shares ($678K)

Sold 49,225 shares ($917K)

Sold 21,034 shares ($395K)

Sold 28,966 shares ($549K)

Sold 9,309 shares ($177K)

Sold 115,900 shares ($2.2M)

Sold 11,661 shares ($224K)

Disposed of 2,644,170 shares (Tender Offer)

Sold 44,919 shares ($889K)

Sold 27,823 shares ($597K)

Sold 14,000 shares ($301K)

Sold 22,435 shares ($480K)

Sold 150,700 shares ($3.16M)

Sold 47,087 shares ($991K)

Sold 41,108 shares ($855K)

Sold 17,529 shares ($303K) · Sold 9,469 shares ($174K)