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VOYA RETIREMENT INSURANCE & ANNUITY Co 3 SEC Filings

Filed On Filing
23 Jul 2021 Form 3: Voya Financial, Inc., 10% owner and 2 others · Ares Dynamic Credit Allocation Fund Inc

Holds 120,000 shares of 5-year MRPS with Final Redemption July 15, 2026

21 Oct 2019 Form 3: Voya Financial, Inc., 10% owner and 3 others · KKR Income Opportunities Fund

Holds 680,000 shares of 10-year Mandatory Redeemable Preferred Shares

07 Oct 2016 Form 3: Voya Financial, Inc., 10% owner and 2 others · DNP Select Income Fund Inc

Holds 200 shares of Series A Mandatorily Redeemable Preferred Stock

05 Aug 2016 Form 3: Voya Financial, Inc., 10% owner and 3 others · Blackstone Strategic Credit 2027 Term Fund

Holds 20,000 shares of Mandatory Redeemable Preferred Stock

05 Aug 2016 Form 3: Voya Financial, Inc., 10% owner and 3 others · Blackstone Long-Short Credit Income Fund

Holds 10,000 shares of Mandatory Redeemable Preferred Stock

01 Apr 2015 Form 3: Voya Retirement Insurance & Annuity Co, See explanation below. · ClearBridge MLP & Midstream Total Return Fund Inc.

Holds 19 shares of Series A Mandatory Redeemable Preferred Stock (5-year)

01 Apr 2015 Form 3: Voya Retirement Insurance & Annuity Co, See explanation below. · Clearbridge Energy Midstream Opportunity Fund Inc

Holds 19 shares of Series A Mandatory Redeemable Preferred Stock (5-year)

18 Oct 2013 Form 3: Ing Life Insurance & Annuity Co, See Remarks · CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
03 Jul 2013 Form 3: Ing Life Insurance & Annuity Co, See explanation below · abrdn Asia-Pacific Income Fund Inc

Holds 168,000 shares of Series A Mandatorily Redeemable Preferred Stock

11 Mar 2011 Form 3: Ing Life Insurance & Annuity Co, See Explanation below · Kayne Anderson NextGen Energy & Infrastructure, Inc.

Holds 96,000 shares of Series A Mandatorily Redeemable Preferred Shares

15 Mar 2010 Form 3: Ing Life Insurance & Annuity Co, See explanation below · Kayne Anderson Energy Total Return Fund, Inc.
27 Jun 2008 Form 3: Ing Life Insurance & Annuity Co, See explanation below. · Kayne Anderson Energy Infrastructure Fund Inc
18 Apr 2008 Form 3: Ing Life Insurance & Annuity Co, See explanation below. · Tortoise Energy Infrastructure Corp

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