Walter Energy, Inc. 4/A SEC Filings

Filed On	Filing
06 Apr 2015	Form 4/A: Lynch Thomas J, SVP - Human Resources Gave up 237 shares to cover exercise price or tax ($242) · Granted 27,527 Non-qualified stock options
06 Apr 2015	Form 4/A: Lynch Thomas J, SVP - Human Resources Gave up 1,003 shares to cover exercise price or tax ($1.02K)
22 Apr 2014	Form 4/A: Mascall Graham, Director Received 715 shares as a grant or award
09 Jan 2014	Form 4/A: Tokarz Michael T, Director Granted 2,221.55 Phantom Stock ($36.5K)
14 Aug 2013	Form 4/A: Kerley Robert P, VP, Controller & CAO Bought 1,000 shares ($10.7K)
29 Apr 2013	Form 4/A: Wagner A J, Director Bought 5,000 shares ($186K)
03 Oct 2012	Form 4/A: Tokarz Michael T, Director Granted 1,081.25 Phantom Stock ($35K)
23 Apr 2012	Form 4/A: Scheller Walter J, Director Received 0 shares as a grant or award · Granted 0 Non-qualified stock options
09 Mar 2012	Form 4/A: Madden Michael T, Global Head - Marketing Received 9,119 shares as a grant or award
05 Apr 2011	Form 4/A: Stewart Charles C, Pres.,COO,Walter Coke Received 7,497 shares as a grant or award ($901K) · Gave up 8,642 shares to cover exercise price or tax ($1.04M)
02 Jul 2010	Form 4/A: Tokarz Michael T, Director Granted 641.58 Phantom Stock ($38K)
03 Mar 2010	Form 4/A: Stewart Charles C, Pres.,COO,Walter Coke Received 23,000 shares by exercise or conversion ($483K) · Sold 20,000 shares ($1.25M) · Gave up 1,837 shares to cover exercise price or tax ($115K) · 1 more
16 Feb 2010	Form 4/A: Honnold Lisa A, Senior VP & Controller Received 27,478 shares by exercise or conversion ($626K) · Sold 27,478 shares ($1.7M)
15 Sep 2009	Form 4/A: Richmond George R, Director Received 2,578 shares as a grant or award · Granted 4,039 Non-qualified stock option
14 Sep 2009	Form 4/A: Patrick Victor P, Director Received 10,311 shares as a grant or award · Granted 16,155 Non-qualified stock option
16 Jan 2009	Form 4/A: Tokarz Michael T, Director Granted 2,341.53 Phantom Stock ($41K)
25 Apr 2008	Form 4/A: Tokarz Michael T, Director Granted 15,540 Non-Qualified Stock Option
25 Apr 2008	Form 4/A: Richmond George R, Director Sold 20,000 shares ($1.06M) · Received 20,203 shares as a grant or award · Granted 8,321 Non-qualified stock option · 3 more
04 Mar 2008	Form 4/A: Troy Joseph J, EVP,JWH Holding Company LLC Received 2,683 shares as a grant or award
13 Mar 2006	Form 4/A: Dearden Miles C Iii, Senior VP and Treasurer Received 5,564 shares by exercise or conversion ($62.5K) · Sold 3,841 shares ($133K) · Gave up 642 shares to cover exercise price or tax ($22.6K)

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