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Athene Annuity & Life Co 4 SEC Filings

Filed On Filing
05 Jun 2023 Form 4: Apollo Management Holdings GP, Llc, 10% owner and 2 others · CION Ares Diversified Credit Fund

Received 560,000 shares as a grant or award ($14M)

02 Sep 2022 Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others · Carlyle Tactical Private Credit Fund

Bought 1,200,000 shares ($30M)

13 May 2022 Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others · Carlyle Tactical Private Credit Fund

Bought 680,000 shares ($17M) · Bought 240,000 shares ($6M)

11 Jan 2022 Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others · CION Ares Diversified Credit Fund

Received 800,000 shares as a grant or award ($20M)

25 Feb 2016 Form 4: Athene Holding Ltd, 10% owner and 3 others · CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.

Disposed of 6,403,630 shares (Other Transaction) · Disposed of 5,305,865 shares (Other Transaction) · Disposed of 2,012,569 shares (Other Transaction)

12 Feb 2016 Form 4: Athene Holding Ltd, 10% owner and 3 others · CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.

Disposed of 8,319,002 shares (Other Transaction)

10 Oct 2014 Form 4: Athene Holding Ltd, 10% owner and 4 others · Tortoise Energy Infrastructure Corp

Acquired 250,000 shares (Other Transaction) · Bought 480,000 shares ($4.8M) · Bought 280,000 shares ($2.8M)

29 Apr 2014 Form 4: Athene Holding Ltd, 10% owner and 4 others · Tortoise Energy Infrastructure Corp

Bought 75,000 shares ($750K)

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