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Sorrento Therapeutics, Inc. 4/A SEC Filings

Filed On Filing
18 Sep 2017 Form 4/A: Wu Yue Alexander, Director

Granted 35,000 Stock Options

18 Sep 2017 Form 4/A: Deming David H, Director

Granted 35,000 Stock Options

18 Sep 2017 Form 4/A: Janda Kim, Director

Granted 35,000 Stock Options

18 Sep 2017 Form 4/A: Shah Jaisim, Director

Granted 35,000 Stock Options

27 Apr 2017 Form 4/A: Abg Management Ltd, 10% owner and 9 others

Holds 1,397,853 shares of Common Stock

10 Feb 2017 Form 4/A: Ji Henry, Director

Bought 20,000 shares ($103K)

22 Nov 2013 Form 4/A: Uy George, Chief Commercial Officer

Granted 47,000 Stock Options · Received 4,842 shares by conversion ($35.1K)

22 Nov 2013 Form 4/A: Uy George, Chief Commercial Officer

Granted 47,000 Stock Options · Received 4,842 shares by conversion ($36.3K)

25 Feb 2010 Form 4/A: Zaniboni Steve, Director

Granted 57,500 Non-qualified stock options

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