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NATUS MEDICAL INC 4/A SEC Filings

Filed On Filing
16 Apr 2021 Form 4/A: Kennedy Jonathan, Director

Granted 200,146 Non-qualified Stock Option

28 Apr 2016 Form 4/A: Engibous Doris, Director

Received 5,000 shares by exercise or conversion ($83.9K) · Sold 5,000 shares ($163K)

28 Apr 2016 Form 4/A: Traverso Kenneth M, VP/GM Newborn Care

Received 7,459 shares by exercise or conversion ($125K) · Sold 7,459 shares ($250K)

06 Jun 2013 Form 4/A: Moore William M, Director

Received 20,000 shares by exercise or conversion ($1.04B) · Acquired 20,000 Nonqualified Stock Option (Option Exercise/Conversion)

13 Nov 2012 Form 4/A: Traverso Kenneth M, VP Marketing and Sales

Received 49,885 shares by exercise or conversion ($173K) · Sold 49,885 shares ($558K)

30 Aug 2006 Form 4/A: Ludlum Ken, Director

Holds 38,750 shares of Common Stock, $0.001 par value per share

10 Jul 2006 Form 4/A: Nierenberg Investment Management Co, 10% owner and 9 others

Disposed of 2,013,477 shares (Other Transaction) · Acquired 2,013,474 shares (Other Transaction)

10 Nov 2005 Form 4/A: Hawkins James B, Director

Received 80,000 shares by exercise or conversion ($326K) · Sold 80,000 shares ($1.37M) · Received 47,000 shares by exercise or conversion ($191K) · 3 more

19 Aug 2005 Form 4/A: Michael Mark D, Director

Bought 2,000 shares ($21.1K)

30 Jun 2004 Form 4/A: Perry Corp, 10% owner and 1 other

Sold 80,000 shares ($486K) · Sold 62,425 shares ($402K)

28 Jun 2004 Form 4/A: Perry Corp, 10% owner and 1 other

Sold 65,000 shares ($390K) · Sold 69,700 shares ($418K)

14 Jun 2004 Form 4/A: Gunst Robert A, Director

Granted 30,000 Right to Buy ($173K)

27 May 2004 Form 4/A: Nierenberg David, Director

Bought 70,900 shares ($356K) · Bought 104,000 shares ($526K) · Bought 170,400 shares ($869K)

19 Mar 2004 Form 4/A: Ryan George R, VP Business Development

Granted 13,542 Incentive Stock Option ($61.1K) · Granted 11,458 Non Qualified Stock Option ($51.7K)

19 Mar 2004 Form 4/A: Murphy Steven J, Vice President, Finance

Granted 38,990 Incentive Stock Option ($176K) · Granted 1,010 Non Qualified Stock Option ($4.56K)

09 Mar 2004 Form 4/A: Perry Corp, 10% owner and 1 other

Sold 732,624 shares ($4.71M) · Bought 0 shares

29 Aug 2003 Form 4/A: Mince William L, Vice President Operations

Bought 1,000 shares ($4.4K)

28 Aug 2003 Form 4/A: Mince William L, Vice President Operations

Disposed of 1,000 shares (Grant/Award Acquisition) ($4.4K)

25 Mar 2002 Form 4/A
15 Mar 2002 Form 4/A

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