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Sugarmade, Inc. 4 SEC Filings

Filed On Filing
07 Jan 2020 Form 4: Tan Chenlong, Chief Strategy Officer

Received 294,448 shares as a grant or award ($2.71M)

07 Jan 2020 Form 4: Huang Allan James, 10% owner

Received 294,448 shares as a grant or award ($2.71M)

07 Jan 2020 Form 4: Chan Jimmy, CEO

Received 373,500 shares as a grant or award ($3.43M)

10 Nov 2016 Form 4: Chan Jimmy, Director

Sold 300,000 shares ($79.8K) · Sold 174,944 shares ($53.9K) · Sold 61,554 shares ($20K)

10 Sep 2012 Form 4: Jensen C James, Director

Acquired 100,000 Option (Other Transaction)

10 Sep 2012 Form 4: Salzberg Sanford, Director

Acquired 125,000 Option (Other Transaction)

10 Sep 2012 Form 4: Roffman Edward, Director

Acquired 100,000 Stock Option (Other Transaction)

12 Jul 2011 Form 4: Russeth Kevin, Director Resigned 6/14/2011

Sold 4,000 shares ($20.1K)

16 Jun 2011 Form 4: Russeth Kevin, Director Resigned 6/14/20l1

Sold 500 shares ($2.5K) · Sold 2,500 shares ($12.5K)

27 May 2011 Form 4: Russeth Kevin, Director

Sold 4,900 shares ($29.4K)

11 May 2011 Form 4: Russeth Kevin, Director

Disposed of 4,450,000 shares (Other Transaction) ($160K) · Acquired 100,000 Warrants to purchase Common Stock (Other Transaction)

11 May 2011 Form 4: Diversified Opportunities, Inc., 10% owner

Disposed of 2,187,500 shares (Other Transaction) · Acquired 50,000 Warrant to Purchase Common Stock (Other Transaction)

11 May 2011 Form 4: Davis Steven James, 10% owner until 05/09/2011

Disposed of 2,125,000 shares (Other Transaction) · Acquired 50,000 Warrants to Purchase Common Stock (Other Transaction)

23 Nov 2010 Form 4: Davis Steven James, 10% owner

Received 2,876 shares as a grant or award ($1.15K) · Received 9,560 shares as a grant or award ($4.3K)

19 Jul 2010 Form 4: Davis Steven James, 10% owner

Received 4,999 shares as a grant or award ($2K)

14 Apr 2010 Form 4: Russeth Kevin, Director

Received 4,510,234 shares as a grant or award ($108K)

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