$AGO 3 SEC Filings

Filed On	Filing
02 Oct 2026	Form 3: Winch Michael Gordon, Chief Credit Officer Holds 5,849 shares of Common Shares
18 Jun 2026	Form 3: Assured Guaranty Ltd, 10% owner and 4 others · Sound Point Alternative Income Fund Holds 383,908.96 shares of Common Shares of Beneficial Interest - Class I
27 Feb 2026	Form 3: Assured Guaranty Ltd, 10% owner and 4 others · Sound Point Direct Lending BDC Holds 760,000 shares of Common Shares of Beneficial Interest
05 May 2025	Form 3: Ursano Antonio Jr., Director Holds 2,488 shares of Common Shares
21 Jun 2024	Form 3: Assured Guaranty Ltd, 10% owner and 5 others · Sound Point Meridian Capital Inc Holds 5,297,083 shares of Common Stock
22 Feb 2024	Form 3: Batten Mark, Director No securities owned
03 Jan 2024	Form 3: Rosenblum Benjamin G., CFO Holds 65,972 shares of Common Shares
22 Feb 2023	Form 3: Gana Jorge A., Chief Risk Officer Holds 19,815 shares of Common Shares
24 Feb 2022	Form 3: Horn Holly, Chief Surveillance Officer Holds 27,412 shares of Common Shares
06 May 2021	Form 3: Shea Courtney C., Director No securities owned
06 May 2021	Form 3: Radtke Lorin, Director No securities owned
06 May 2021	Form 3: McCloskey Michelle, Director No securities owned
09 Nov 2020	Form 3: Buzen David A., Head of Asset Management* Holds 70,098 shares of Common Shares
01 Oct 2019	Form 3: Feldstein Andrew T, Chief Investment Officer No securities owned
18 Mar 2019	Form 3: Bieling Laura, Chief Accounting Officer* Holds 10,142 shares of Common Shares
23 Feb 2018	Form 3: Donnarumma Stephen, Chief Credit Officer Holds 69,741.0408 shares of Common Shares
04 Jan 2018	Form 3: Chow Ling, General Counsel and Secretary Holds 52,219 shares of Common Shares
05 Aug 2015	Form 3: Kreczko Alan J, Director Holds 0 shares of Common Shares
05 Aug 2015	Form 3: Jones Thomas W, Director Holds 5,000 shares of Common Shares
08 May 2014	Form 3: Omura Yukiko, Director Holds 0 shares of Common Shares

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