| Filed On | Filing |
|---|---|
| 02 Jul 2025 |
Form 4: Belardi James Richard, Director
Disposed of 40,000 shares (Other Transaction) ($1M) |
| 02 Jul 2025 |
Form 4: Kvalheim Grant, See Remarks
Disposed of 40,000 shares (Other Transaction) ($1M) |
| 02 Jul 2025 |
Form 4: Downing Michael Stephen, EVP and COO
Disposed of 8,000 shares (Other Transaction) ($200K) |
| 04 Mar 2024 |
Form 4: Kvalheim Grant, See Remarks
Sold 22,500 shares ($559K) |
| 05 Jun 2023 |
Form 4: Apollo Management Holdings GP, Llc, 10% owner and 2 others · CION Ares Diversified Credit Fund
Received 560,000 shares as a grant or award ($14M) |
| 12 Dec 2022 |
Form 4: Klein Martin P, Executive VP and CFO
Bought 20,000 shares ($500K) |
| 11 Jan 2022 |
Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others · CION Ares Diversified Credit Fund
Received 800,000 shares as a grant or award ($20M) |
| 03 Jan 2022 |
Form 4: Wrubel Arthur, Director
Returned 33,541 shares to the issuer |
| 03 Jan 2022 |
Form 4: Taitz Hope S, Director
Returned 77,198.1 shares to the issuer |
| 03 Jan 2022 |
Form 4: Swann Lynn C, Director
Returned 4,796 shares to the issuer |
| 03 Jan 2022 |
Form 4: Ruisi Lawrence, Director
Returned 58,065.1 shares to the issuer |
| 03 Jan 2022 |
Form 4: Zeko Fehmi Alexander, Director
Returned 14,938 shares to the issuer |
| 03 Jan 2022 |
Form 4: Niemann Douglas Bartlett, EVP and Chief Risk Officer
Returned 3,950 shares to the issuer · Disposed of 29,056 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 3,702 Time-Based Restricted Stock Units (Disposition to Issuer) · 2 more |
| 03 Jan 2022 |
Form 4: VanBeck Sarah Jean, SVP, Corp. Controller & PAO
Disposed of 5,361 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 4,184 Time-Based Restricted Stock Units (Disposition to Issuer) · Granted 2,461 Performance-Based Restricted Stock Units · 1 more |
| 03 Jan 2022 |
Form 4: Michelini Matthew, Director
Returned 63,267 shares to the issuer |
| 03 Jan 2022 |
Form 4: Wheeler William J, President
Returned 541,438 shares to the issuer · Received 23,564 shares as a grant or award · Disposed of 294,863 Employee Stock Option (Right to Buy) (Disposition to Issuer) · 4 more |
| 03 Jan 2022 |
Form 4: Rowan Marc J, Director
Returned 681,075 shares to the issuer |
| 03 Jan 2022 |
Form 4: Puffer Manfred, Director
Returned 28,524.1 shares to the issuer |
| 03 Jan 2022 |
Form 4: O'Neill Mitra, Director
Returned 12,796 shares to the issuer |
| 03 Jan 2022 |
Form 4: Mccall H Carl, Director
Returned 23,186 shares to the issuer |
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