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$ATH-PA
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$ATH-PA 4 SEC Filings

Filed On Filing
02 Jul 2025 Form 4: Belardi James Richard, Director

Disposed of 40,000 shares (Other Transaction) ($1M)

02 Jul 2025 Form 4: Kvalheim Grant, See Remarks

Disposed of 40,000 shares (Other Transaction) ($1M)

02 Jul 2025 Form 4: Downing Michael Stephen, EVP and COO

Disposed of 8,000 shares (Other Transaction) ($200K)

04 Mar 2024 Form 4: Kvalheim Grant, See Remarks

Sold 22,500 shares ($559K)

05 Jun 2023 Form 4: Apollo Management Holdings GP, Llc, 10% owner and 2 others · CION Ares Diversified Credit Fund

Received 560,000 shares as a grant or award ($14M)

12 Dec 2022 Form 4: Klein Martin P, Executive VP and CFO

Bought 20,000 shares ($500K)

11 Jan 2022 Form 4: Apollo Management Holdings GP, Llc, 10% owner and 9 others · CION Ares Diversified Credit Fund

Received 800,000 shares as a grant or award ($20M)

03 Jan 2022 Form 4: Wrubel Arthur, Director

Returned 33,541 shares to the issuer

03 Jan 2022 Form 4: Taitz Hope S, Director

Returned 77,198.1 shares to the issuer

03 Jan 2022 Form 4: Swann Lynn C, Director

Returned 4,796 shares to the issuer

03 Jan 2022 Form 4: Ruisi Lawrence, Director

Returned 58,065.1 shares to the issuer

03 Jan 2022 Form 4: Zeko Fehmi Alexander, Director

Returned 14,938 shares to the issuer

03 Jan 2022 Form 4: Niemann Douglas Bartlett, EVP and Chief Risk Officer

Returned 3,950 shares to the issuer · Disposed of 29,056 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 3,702 Time-Based Restricted Stock Units (Disposition to Issuer) · 2 more

03 Jan 2022 Form 4: VanBeck Sarah Jean, SVP, Corp. Controller & PAO

Disposed of 5,361 Employee Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 4,184 Time-Based Restricted Stock Units (Disposition to Issuer) · Granted 2,461 Performance-Based Restricted Stock Units · 1 more

03 Jan 2022 Form 4: Michelini Matthew, Director

Returned 63,267 shares to the issuer

03 Jan 2022 Form 4: Wheeler William J, President

Returned 541,438 shares to the issuer · Received 23,564 shares as a grant or award · Disposed of 294,863 Employee Stock Option (Right to Buy) (Disposition to Issuer) · 4 more

03 Jan 2022 Form 4: Rowan Marc J, Director

Returned 681,075 shares to the issuer

03 Jan 2022 Form 4: Puffer Manfred, Director

Returned 28,524.1 shares to the issuer

03 Jan 2022 Form 4: O'Neill Mitra, Director

Returned 12,796 shares to the issuer

03 Jan 2022 Form 4: Mccall H Carl, Director

Returned 23,186 shares to the issuer

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