$AUMN 4/A SEC Filings

Filed On	Filing
04 Apr 2022	Form 4/A: Vogels Robert P, Senior VP and CFO Received 1,580,000 shares as a grant or award ($790K) · Gave up 456,620 shares to cover exercise price or tax ($228K)
14 Jun 2016	Form 4/A: Sentient Global Resources Fund IV, L.p., 10% owner Acquired 2,900,000 Warrants (Other Transaction) · Received 4,011,740 shares by conversion ($1.16M) · Acquired 1,217,992 Warrants (Other Transaction)
10 May 2016	Form 4/A: Sentient Global Resources Fund IV, L.p., 10% owner Acquired 4,116,403 Warrants (Other Transaction) · Acquired 4,137,931 Convertible Note (Other Transaction) ($20.7T)
04 May 2016	Form 4/A: Sentient Global Resources Fund IV, L.p., 10% owner Acquired 4,029,872 Warrants (Other Transaction) · Acquired 4,137,931 Convertible Note (Other Transaction) ($20.7T)
10 Jan 2014	Form 4/A: Clevenger Jeffrey G, Director Received 105,000 shares as a grant or award
10 Jan 2014	Form 4/A: Friedman Deborah J, Sr VP, Gen. Coun. & Corp. Secy Received 130,000 shares as a grant or award
10 Jan 2014	Form 4/A: Rehn Warren, SVP Exploration/Chief Geol. Received 125,000 shares as a grant or award
10 Jan 2014	Form 4/A: Vogels Robert P, Senior VP and CFO Sold 5,000 shares ($2.3K)
16 Apr 2010	Form 4/A: Vogels Robert P, Senior VP and CFO Received 22,000 shares as a grant or award
16 Apr 2010	Form 4/A: Friedman Deborah J, Sr VP, Gen. Coun. & Corp. Secy Received 14,000 shares as a grant or award
16 Apr 2010	Form 4/A: Danni Jerry W, Senior VP, Corporate Affairs Received 25,000 shares as a grant or award
16 Apr 2010	Form 4/A: Clevenger Jeffrey G, Director Received 75,000 shares as a grant or award
16 Apr 2010	Form 4/A: Blakestad Robert B., Sr VP, Explor./Chief Geologist Received 22,000 shares as a grant or award
22 May 2009	Form 4/A: Polygon Global Opportunities Master Fund, 10% owner and 8 others Sold 300,000 shares ($525K)
25 Oct 2007	Form 4/A: Clevenger Jeffrey G, Director Granted 0 Restricted Stock Units
01 Feb 2006	Form 4/A: Lettes Mark A, Chief Financial Officer Received 5,300 shares as a grant or award ($95.5K) · Granted 21,000 Employee Share Options (right to buy) · Sold 3,651 shares ($66.4K)
01 Feb 2006	Form 4/A: Clevenger Jeffrey G, Chief Executive Officer Received 17,300 shares as a grant or award ($312K) · Granted 70,400 Employee Share Options (right to buy)
01 Feb 2006	Form 4/A: Edwards Alan R, Executive Vice President & COO Received 6,800 shares as a grant or award ($122K) · Granted 27,000 Employee Share Options (right to buy)
13 Jan 2006	Form 4/A: Edwards Alan R, Exec Vice President & COO Received 6,800 shares as a grant or award ($122K) · Granted 27,000 Employee Share Options (right to buy)
20 Sep 2005	Form 4/A: Soros Paul, Director Granted 688 Non-Employee Directors' Share Options (right to buy)

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