$BWEN 4/A SEC Filings

Filed On	Filing
01 Apr 2021	Form 4/A: Schueller Daniel E., Pres., Broadwind Heavy Fab. Received 22,176 shares as a grant or award · Gave up 10,757 shares to cover exercise price or tax ($85.4K)
01 Apr 2021	Form 4/A: Blashford Eric B., President and CEO Received 54,120 shares as a grant or award · Gave up 25,162 shares to cover exercise price or tax ($200K)
01 Apr 2021	Form 4/A: Mayo Gilbert W. Jr., Pres. Broadwind Ind. Solutions Received 22,000 shares as a grant or award · Gave up 9,800 shares to cover exercise price or tax ($77.8K)
01 Apr 2021	Form 4/A: Bonfigt Jason Lee, VP, CFO and Treasurer Received 39,416 shares as a grant or award · Gave up 17,422 shares to cover exercise price or tax ($138K)
01 Apr 2021	Form 4/A: Kushner Stephanie K, Director Received 25,544 shares as a grant or award · Gave up 11,793 shares to cover exercise price or tax ($93.6K)
02 Aug 2017	Form 4/A: Schueller Daniel E., Pres., Brad Foote Gear Works Gave up 1,194 shares to cover exercise price or tax ($5.31K)
02 Aug 2017	Form 4/A: Bonfigt Jason Lee, VP and Corporate Controller Gave up 948 shares to cover exercise price or tax ($4.26K) · Gave up 1,016 shares to cover exercise price or tax ($4.52K)
05 May 2016	Form 4/A: Rogowski Robert R, VP and Corporate Controller Received 15,838 shares as a grant or award
09 Jan 2014	Form 4/A: Marxe Austin W & Greenhouse David M, 10% owner Sold 75,100 shares ($765K)
06 Jan 2011	Form 4/A: Tontine Capital Overseas Master Fund II, L.p., 10% owner and 3 others Disposed of 33,640,032 shares (Other Transaction) · Acquired 13,707,425 shares (Other Transaction)
06 Jan 2011	Form 4/A: Gendell Jeffrey L Et Al, 10% owner and 8 others Disposed of 33,640,033 shares (Other Transaction) · Acquired 13,707,425 shares (Other Transaction)
10 Mar 2010	Form 4/A: Tontine Capital Overseas Master Fund II, L.p., 10% owner and 1 other Disposed of 2,103,590 shares (Other Transaction) · Acquired 2,103,590 shares (Other Transaction)
10 Mar 2010	Form 4/A: Gendell Jeffrey L Et Al, 10% owner and 8 others Disposed of 2,103,590 shares (Other Transaction) · Acquired 2,103,590 shares (Other Transaction)
24 Jul 2008	Form 4/A: Paxton Robert, VP of Human Resources Granted 75,000 Stock Option (Right to Buy)
16 Apr 2008	Form 4/A: Beynon Charles H., Director Granted 10,000 Stock Option (Right to Buy)
30 Nov 2007	Form 4/A: Tontine Capital Partners L P, 10% owner and 8 others Acquired 0 Senior Subordinated Promissory Note (Open Market Purchase)
29 Oct 2007	Form 4/A: Gadow Matthew J, Exec VP of Strategic Planning Granted 400,000 Stock Option (Right to Buy)
05 Sep 2007	Form 4/A: Allie Christopher C, Director Sold 675,000 shares ($2.7M)
04 Sep 2007	Form 4/A: Fox Terence P, Director Sold 310,000 shares ($1.24M)
04 Sep 2007	Form 4/A: Wergin Daniel P, Director Sold 945,000 shares ($3.78M)

Comments