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$C
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$C 4/A SEC Filings

Filed On Filing
24 Oct 2025 Form 4/A: Fraser Jane Nind, Director

Received 259,605.4 shares as a grant or award · Granted 1,000,000 Employee Stock Options (Right to Buy)

26 Feb 2021 Form 4/A: Turek Zdenek, Chief Risk Officer

Received 2,335.67 shares as a grant or award · Gave up 345.67 shares to cover exercise price or tax ($22K)

26 Feb 2021 Form 4/A: Weerasinghe Rohan, General Counsel & Corp. Sec'y

Granted 6,195.26 Performance Share Units

26 Feb 2021 Form 4/A: Skyler Edward, Head of Global Public Affairs

Granted 4,224.04 Performance Share Units

26 Feb 2021 Form 4/A: McNiff Mary, Chief Compliance Officer

Gave up 2,561.89 shares to cover exercise price or tax ($163K) · Granted 1,286.68 Performance Share Units

26 Feb 2021 Form 4/A: Fraser Jane Nind, Director

Granted 9,011.28 Performance Share Units

26 Feb 2021 Form 4/A: Desoer Barbara J, Director

Granted 7,321.67 Performance Share Units

26 Feb 2021 Form 4/A: Corbat Michael, Director

Granted 28,254.13 Performance Share Units

30 Jun 2020 Form 4/A: Citigroup Inc, 10% owner · DWS STRATEGIC MUNICIPAL INCOME TRUST

Holds 2,800 shares of Floating Rate Municipal Term Preferred Shares, Series 2018

30 Jun 2020 Form 4/A: Citigroup Inc, 10% owner · DWS Municipal Income Trust

Holds 39,750 shares of Floating Rate Municipal Term Preferred Shares, Series 2018

01 Feb 2019 Form 4/A: Fraser Jane Nind, CEO, Latin America

Gave up 14,728.68 shares to cover exercise price or tax ($930K)

21 Feb 2017 Form 4/A: Forese James A., President

Sold 55,436 shares ($3.3M)

07 Oct 2014 Form 4/A: Spero Joan E, Director

Holds 7,440.3 shares of Common Stock

03 Apr 2013 Form 4/A: Citigroup Inc, 10% owner · Invesco Senior Income Trust

Bought 1,250 shares ($125M) · Disposed of 551 shares (Other Transaction) ($13.8M)

20 Mar 2013 Form 4/A: Citigroup Inc, 10% owner · BlackRock Virginia Municipal Bond Trust

Disposed of 116 shares (Open Market Purchase) ($11.6M) · Disposed of 146 shares (Other Transaction) ($3.65M)

20 Mar 2013 Form 4/A: Citigroup Inc, 10% owner · BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST

Bought 187 shares ($18.7M) · Disposed of 133 shares (Other Transaction) ($3.33M)

20 Mar 2013 Form 4/A: Citigroup Inc, 10% owner · BLACKROCK MARYLAND MUNICIPAL BOND TRUST

Bought 160 shares ($16M) · Disposed of 420 shares (Other Transaction) ($10.5M)

20 Mar 2013 Form 4/A: Citigroup Inc, 10% owner · BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST

Bought 116 shares ($11.6M) · Disposed of 197 shares (Other Transaction) ($4.93M)

07 Feb 2011 Form 4/A: Citigroup Inc, 10% owner · Western Asset Intermediate Muni Fund Inc

Bought 132 shares ($2.61M)

20 Jan 2011 Form 4/A: Citigroup Inc, 10% owner · NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC

Sold 144 shares ($3.6M) · Sold 115 shares ($2.88M) · Sold 155 shares ($3.88M)

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