What Carlyle Group Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 1 | 3 |
| Total trades | 17 | 88 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 58,260 | 1,880,258 |
| Disposed | 885,613 | 4,148,035 |
| Net activity | −827,353 | −2,267,777 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Rubenstein David M. | Director | Sep 11 | Open-market sale · S | −400,000 | $42.74 | −$17.1M | 26,899,644 |
| Rubenstein David M. | Director | Sep 11 | Gift · G | −100,000 | — | — | 27,299,644 |
| Heinzelman Kate Elizabeth | General Counsel | Aug 26 | Grant / award · A | +78 | — | — | 11,109 |
| Redett John C. | Co-President | Aug 26 | Grant / award · A | +8,302 | — | — | 1,752,000 |
| LoBue Lindsay | Chief Operating Officer | Aug 26 | Grant / award · A | +2,657 | — | — | 700,578 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Aug 26 | Grant / award · A | +304 | — | — | 135,668 |
| Nedelman Jeffrey | Co-President | Aug 26 | Grant / award · A | +6,615 | — | — | 1,609,479 |
| Schwartz Harvey M | Chief Executive Officer | Aug 26 | Grant / award · A | +19,240 | — | — | 5,273,362 |
| Jenkins Mark David | Co-President | Aug 26 | Grant / award · A | +6,264 | — | — | 1,415,478 |
| Plouffe Justin | Chief Financial Officer | Aug 26 | Grant / award · A | +3,769 | — | — | 852,461 |
| Redett John C. | Co-President | Aug 01 | Withheld — tax / exercise cost · F | −124,558 | $46.02 | −$5.73M | 1,743,698 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | Aug 01 | Withheld — tax / exercise cost · F | −12,364 | $46.02 | −$569K | 135,364 |
| Plouffe Justin | Chief Financial Officer | Aug 01 | Withheld — tax / exercise cost · F | −62,533 | $46.02 | −$2.88M | 848,692 |
| Jenkins Mark David | Co-President | Aug 01 | Withheld — tax / exercise cost · F | −124,793 | $46.02 | −$5.74M | 1,409,214 |
| Nedelman Jeffrey | Co-President | Aug 01 | Withheld — tax / exercise cost · F | −43,081 | $46.02 | −$1.98M | 1,602,864 |
| LoBue Lindsay | Chief Operating Officer | Aug 01 | Withheld — tax / exercise cost · F | −18,284 | $46.02 | −$841K | 697,921 |
| Heinzelman Kate Elizabeth | General Counsel | Aug 01 | Grant / award · A | +11,031 | — | — | 11,031 |
| Ferguson Jeffrey W. | General Counsel | May 28 | Grant / award · A | +1,274 | — | — | 783,474 |
| Redett John C. | Co-President | May 28 | Grant / award · A | +10,830 | — | — | 1,868,256 |
| Andrews Charles Elliott Jr. | Chief Accounting Officer | May 28 | Grant / award · A | +409 | — | — | 147,728 |
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