$EFC 3 SEC Filings

Filed On	Filing
03 Feb 2021	Form 3: Dannhauser Stephen J, Director No securities owned
09 Aug 2018	Form 3: Mumford Lisa, Director
02 Apr 2018	Form 3: Smernoff Chris, Chief Accounting Officer
02 Apr 2018	Form 3: Herlihy John, Chief Financial Officer No securities owned
04 Jan 2012	Form 3: Emg Holdings, L.p., 10% owner Holds 2,351,749 shares of Common Shares rep limited liability company interests
08 Oct 2010	Form 3: Fbr Capital Markets Pt Inc, 10% owner Holds 1,438,750 shares of common
07 Oct 2010	Form 3: Robards Thomas F, Director Holds 1,250 shares of Common shares representing limited liability cmpny interests
07 Oct 2010	Form 3: Penn Laurence, Director Holds 0 shares of No securities are beneficially owned
07 Oct 2010	Form 3: Mumford Lisa, Chief Financial Officer Holds 0 shares of No securities are beneficially owned
07 Oct 2010	Form 3: Margolis Daniel R., Secretary Holds 0 shares of No securities are beneficially owned
07 Oct 2010	Form 3: Tecotzky Mark, Co-Chief Investment Officer Holds 0 shares of No securities are beneficially owned
07 Oct 2010	Form 3: Simon Ronald I, Director Holds 6,250 shares of Common shares representing limited liability cmpny interests
07 Oct 2010	Form 3: Resendez Edward, Director Holds 2,500 shares of Common shares representing ltd liability company interest
07 Oct 2010	Form 3: Vranos Michael W, Director and 2 others Holds 2,587,920 shares of Common shares representing limited liability cmpny interests

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