$GEG 4 SEC Filings

Filed On	Filing
23 Sep 2026	Form 4: Reese Jason W., Director and 3 others Received 137,501 shares as a grant or award
23 Sep 2026	Form 4: Great Elm Group, Inc., 10% owner · Great Elm Capital Corp Disposed of 111,958 shares (Other Transaction)
23 Sep 2026	Form 4: Milz Nichole, Chief Operating Officer Received 48,698 shares as a grant or award · Gave up 23,701 shares to cover exercise price or tax ($51K) · Granted 50,000 Stock Options (right to buy)
23 Sep 2026	Form 4: Davis Keri, Chief Financial Officer Received 20,052 shares as a grant or award · Gave up 7,642 shares to cover exercise price or tax ($16.4K) · Granted 20,000 Stock Options (right to buy)
23 Sep 2026	Form 4: Kleinman Adam M, President Received 40,104 shares as a grant or award · Gave up 17,367 shares to cover exercise price or tax ($37.3K) · Granted 40,000 Stock Options (right to buy)
14 Jul 2026	Form 4: Northern Right Capital Management, L.p., 10% owner and 4 others Disposed of 7,887 shares (Other Transaction) ($17.2K) · Acquired 7,887 shares (Other Transaction) ($17.2K) · Disposed of 0 5.0% Convertible Senior PIK Note due 2030 (Other Transaction) · 1 more
01 Jun 2026	Form 4: Reese Jason W., Director and 3 others Gave 99,637 shares as a gift
05 Mar 2026	Form 4: Reese Jason W., Director and 3 others Received 27,022 shares as a grant or award
12 Jan 2026	Form 4: Nathan Lloyd, Director Received 26,531 shares as a grant or award
12 Jan 2026	Form 4: Matter David, Director Received 57,143 shares as a grant or award
12 Jan 2026	Form 4: Drapkin Matthew A, Director Received 114,286 shares as a grant or award
12 Jan 2026	Form 4: Schwartz David W., Director Received 59,408 shares as a grant or award
12 Jan 2026	Form 4: Smith Booker, Director Received 57,143 shares as a grant or award
12 Jan 2026	Form 4: Parmelee James P, Director Received 75,511 shares as a grant or award
12 Jan 2026	Form 4: Scheyer Eric J, Director Received 57,143 shares as a grant or award
13 Nov 2025	Form 4: Reese Jason W., Director and 3 others Gave 100,000 shares as a gift
23 Sep 2025	Form 4: Davis Keri, Chief Financial Officer Received 9,191 shares as a grant or award · Gave up 5,418 shares to cover exercise price or tax ($15.2K)
23 Sep 2025	Form 4: Kleinman Adam M, President Received 22,977 shares as a grant or award · Gave up 18,313 shares to cover exercise price or tax ($51.3K)
23 Sep 2025	Form 4: Milz Nichole, Chief Operating Officer Received 36,764 shares as a grant or award · Gave up 18,227 shares to cover exercise price or tax ($51K)
23 Sep 2025	Form 4: Great Elm Group, Inc., 10% owner · Great Elm Capital Corp Disposed of 16,612 shares (Other Transaction) · Disposed of 63,189 shares (Other Transaction)

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