Insider Transactions

What Guggenheim Active Allocation Fund's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	1
Sells	0	1
Total trades	0	2

Shares traded

	3 months	12 months
Acquired	0	321
Disposed	0	3,000
Net activity	+0	−2,679

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View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Barnes Randall C	Director	Mar 06	Open-market sale · S	−3,000	$15.85	−$47.6K	62,322
Nyberg Ronald	Director	Dec 18	Open-market buy · P	+321	$15.53	+$4.99K	2,426
Nyberg Ronald	Director	May 05	Open-market buy · P	+1,305	$15.15	+$19.8K	2,105
Toupin Ronald E Jr	Director	Apr 01	Open-market buy · P	+1,500	$15.10	+$22.7K	13,617
Barnes Randall C	Director	Oct 03	Open-market sale · S	−500	$16.45	−$8.23K	65,322
Brock-Kyle Angela	Director	Sep 03	Open-market buy · P	+0	$15.99	+$6.92	3,356
Brock-Kyle Angela	Director	Sep 03	Open-market buy · P	+2	$15.93	+$31.9	3,356
Brock-Kyle Angela	Director	Sep 03	Open-market buy · P	+907	$15.94	+$14.5K	3,354
Toupin Ronald E Jr	Director	Apr 01	Open-market buy · P	+194	$14.65	+$2.84K	11,046
Barnes Randall C	Director	Jan 30	Open-market buy · P	+385	$14.50	+$5.58K	65,822
Toupin Ronald E Jr	Director	Dec 29	Open-market buy · P	+200	$14.67	+$2.93K	10,592
Barnes Randall C	Director	Dec 13	Open-market buy · P	+5,880	$13.92	+$81.8K	65,437
Barnes Randall C	Director	Dec 08	Open-market buy · P	+2,000	$14.07	+$28.1K	59,557
Barnes Randall C	Director	Dec 07	Open-market buy · P	+7,725	$14.12	+$109K	57,557
Barnes Randall C	Director	Dec 06	Open-market buy · P	+14,705	$14.01	+$206K	49,832
Barnes Randall C	Director	Dec 05	Open-market buy · P	+6,000	$13.92	+$83.5K	35,127
Barnes Randall C	Director	Nov 30	Open-market buy · P	+1,000	$13.85	+$13.9K	29,127
Toupin Ronald E Jr	Director	Nov 30	Open-market buy · P	+200	$13.73	+$2.75K	10,306
Toupin Ronald E Jr	Director	Oct 31	Open-market buy · P	+220	$13.04	+$2.87K	10,020
Barnes Randall C	Director	Oct 31	Open-market buy · P	+1,000	$12.99	+$13K	28,127

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